Search for: "David Smyth" Results 141 - 160 of 185
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16 Mar 2012, 5:33 am by Broc Romanek
Here's some analysis from Kevin LaCroix in his "D&O Diary Blog" and David Smyth's analysis from the "Cady Bar the Door Blog. [read post]
19 Mar 2015, 3:40 am by Broc Romanek
Here’s more from this blog by David Smyth entitled “The SEC Will Be Your Employment Law Agency, Too. [read post]
6 Mar 2015, 3:26 am by Broc Romanek
My Ten Cents: Alternative Careers for Lawyers My ten cents is included in this piece entitled “Alternative Careers for Lawyers” from the “ABA Law Journal”… The SEC Totally Cares About Its Injunctions In this blog, David Smyth does an about-face from his other blog on the topic of how the SEC handles injunctions. [read post]
14 Jun 2012, 4:39 am by Broc Romanek
SEC and DOJ Issue First FCPA Declination Opinions As noted in his "Cady Bar the Door" blog, David Smyth explains the SEC and DOJ sort of issued their first FCPA declination opinions, noting that the agencies have decided not to pursue a particular matter. [read post]
21 Jan 2015, 3:44 am by Broc Romanek
Learn more about this change in this memo… Don’t forget to take advantage of our free “Job Board” – to either post job openings or your profile if you’re looking for a new gig… The SEC Does Not Care about Its Injunctions David Smyth of BrooksPierce recently wrote this interesting blog entitled “The SEC Does Not Care about Its Injunctions. [read post]
6 Jun 2014, 5:00 am by Doug Cornelius
Judge Rakoff Reversed by Second Circuit on SEC-Citi case, Still Sort of Wins by David Smyth in Cady Bar the Door And yet, it turns out Judge Rakoff was wrong the whole time. [read post]
27 Mar 2012, 10:04 am by William McGrath
" David Smyth, a former Assistant Director at the SEC, takes a careful look at these proceedings in his fine Cady Bar the Door Blog (here). [read post]
15 Jan 2016, 3:48 am by Broc Romanek
IV: Rank & File Employees Brooks Pierce’s David Smyth uses cartoons to teach what how rank & file employees can trip up the insider trading laws: – Broc Romanek [read post]
20 Nov 2015, 3:00 am by Broc Romanek
The highlights include: – 4000 whistleblower during the 2015 fiscal year, an increase of 30% over 2012 – Paid more than $54 million to 22 whistleblowers since 2011 – Paid $37 million in 2015 fiscal year alone – Nearly 50% of award recipients were current/former employees (of which 80% relayed their concerns internally before reporting to the SEC) – 20% of award winners submitted their information anonymously to the SEC through counsel – 20% of the awards were… [read post]
25 Feb 2016, 3:52 am by Broc Romanek
” SEC Enforcement Lays Out Approach to Cybersecurity Cases Here’s a blog from David Smyth (also see these notes from Perkins Coie; Orrick & Morgan Lewis): If you’ve ever attended the annual SEC Speaks conference, you know that the official program is an intensely uninteresting collection of short speeches by SEC officials who don’t have a lot of incentives to say groundbreaking things. [read post]
2 Jul 2015, 5:46 am by Doug Cornelius
FIN4 May Have Embarked on a Risky Hacking/Insider Trading Strategy by David Smyth in Cady Bar the Door [W]e learn that the SEC and the Secret Service are investigating a sophisticated computer hacking group known as “FIN4” that allegedly “has tried to hack into email accounts at more than 100 companies, looking for confidential information on mergers and other market-moving events. [read post]
14 Mar 2014, 5:00 am by Doug Cornelius
I say no—let me count the ways: … The SEC Will Take “Your” Money, Thanks by David Smyth in Cady Bar the Door So let’s say you work for a hedge fund or some other financial institution that engages in proprietary trading , and you’re inclined to do some insider trading on your employer’s behalf. [read post]
22 Sep 2020, 4:05 pm by INFORRM
It has been re-affirmed in the Court of Appeal in modern times in Holley v Smyth [1998] 1 All ER 852 and post the Human Rights Act in Greene v Associated Newspapers [2005] 2 WLR 281. [read post]
16 Mar 2008, 5:01 pm
and David Giacalone at f/k/a. [read post]
27 Dec 2009, 5:29 am by charonqc
Helmand Blog – Afghanistan The Helmand blog is run by Major Paul Smyth from the UK Forces Media Ops team. [read post]
1 May 2020, 3:00 am by Jim Sedor
Start-Ups Pursue ‘Free Money’ with Relief Funds, Prompting Backlash MSN – Erin Griffith and David McCabe (New York Times) | Published: 4/27/2020 Scrutiny of the Paycheck Protection Program, the $349 billion plan to save jobs at small businesses during the coronavirus outbreak, has reached technology start-ups. [read post]
2 Jul 2012, 1:57 am
First we say bye-bye and thanks to our outgoing guest bloggers Tara Aaron, Darren Smyth and Norman Siebrasse. [read post]
29 Aug 2013, 4:26 am by Broc Romanek
SEC Takes Oddly Aggressive Stance on Payment of Monetary Sanctions Check out David Smyth's blog for news on this front: When Mary Jo White was installed as the SEC's chair in April, I had little doubt she would be well-suited for her new role. [read post]