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11 Jul 2012, 2:38 pm
Fellow David Brophy has also pointed out that, as he puts it, the hinterland of this case has given rise to an earlier ruling, noted by the IPKat here. [read post]
11 Jul 2012, 4:03 am
Fellow David Brophy has also pointed out that, as he puts it, the hinterland of this case has given rise to an earlier ruling, noted by the IPKat here. [read post]
2 Jul 2012, 1:57 am
First we say bye-bye and thanks to our outgoing guest bloggers Tara Aaron, Darren Smyth and Norman Siebrasse. [read post]
29 Jun 2012, 2:00 am
In this post, David Smyth shares his thoughts about Gupta’s conviction and what it might mean for future insider trading cases. [read post]
14 Jun 2012, 4:39 am
SEC and DOJ Issue First FCPA Declination Opinions As noted in his "Cady Bar the Door" blog, David Smyth explains the SEC and DOJ sort of issued their first FCPA declination opinions, noting that the agencies have decided not to pursue a particular matter. [read post]
1 Jun 2012, 2:00 am
According to this post by David Smyth, the SEC quickly made good on its word and has named a number of attorneys as defendants in recent enforcement cases. [read post]
30 May 2012, 11:09 pm
Broc Romanek reports that: In the "Cady Bar the Door" Blog, David Smyth notes recent examples of SEC's Enforcement going after lawyers - just as Director Rob Khuzami promised in a speech last June... [[ This is a content summary only. [read post]
30 May 2012, 4:11 am
The SEC Is Going After Lawyers In the "Cady Bar the Door" Blog, David Smyth notes recent examples of SEC's Enforcement going after lawyers - just as Director Rob Khuzami promised in a speech last June for defense counsel who engage in "questionable tactics" to gain advantage for their clients involved in SEC investigations. [read post]
25 May 2012, 5:30 pm
– Raleigh attorney David Smyth of Brooks Pierce on their blog, Cady Bar the Door Google Defeats Oracle’s Patent Claims – Seattle attorneyJohn Whitaker on his blog, the Copyright Infringement Advisor [read post]
16 May 2012, 5:30 pm
New Underwriting Class Action Against Allstate Alleges Overvaluation of Homes – Hartford, CT lawyer Wystan Ackerman of Robinson & Cole on the firm’s Insurance Class Actions Insider Judge Selna To Deny Two Motions in FCPA Case Which Had Attacked DOJ’s Relationship With Company That Cooperated During Investigation – Washington, DC lawyer William McGrath of Porter Wright on the firm’s Federal Securities Law Blog $200,000,000 False Imprisonment Lawsuit… [read post]
9 May 2012, 6:35 pm
The FTC MySpace Settlement: A Reminder to Say What You Do & Do What You Say – Shannon Harrell on the InfoLawGroup blog SEC and DOJ Issue First FCPA Declination Opinions – Raleigh attorney David Smyth of Brooks Pierce on their blog, Cady Bar the Door Judge in Lehman Class Action Orders Officer Defendants to Provide (In Camera) Information Regarding Their Net Worth As Part of Settlement Process – Washington, DC lawyer William McGrath of… [read post]
27 Mar 2012, 10:04 am
" David Smyth, a former Assistant Director at the SEC, takes a careful look at these proceedings in his fine Cady Bar the Door Blog (here). [read post]
27 Mar 2012, 4:36 am
SEC Files Rare Subpoena Enforcement Action against Wells Fargo In this blog from David Smyth of Brooks Pierce, we learn the latest about the SEC's Enforcement Division wielding its subpoena power to compel production... [read post]
16 Mar 2012, 5:33 am
Here's some analysis from Kevin LaCroix in his "D&O Diary Blog" and David Smyth's analysis from the "Cady Bar the Door Blog. [read post]
6 Mar 2012, 3:23 am
Securities and Exchange Commission Tips, Complaints, and Referrals portal under the following link: SEC Posts Whistleblower List (Means Little) In his "Cady Bar the Door" blog, David Smyth of BrooksPierce provides an explanation of why the SEC's Office of the Whistleblower is constantly updating its list of "potential whistleblower" candidates [read post]
22 Feb 2012, 1:08 pm
David Smyth's Cady Bar the Door Blog has an interesting discussion of the case (available here). [read post]
22 Feb 2012, 1:08 pm
David Smyth's Cady Bar the Door Blog has an interesting discussion of the case (available here). [read post]
14 Feb 2012, 5:12 am
Just over the horizon are the retirements of District Judge Joseph Tate and Circuit Judge Isaac Freeman, in 2013.The candidates included among others Melissa Carico, Adrian White, David Hutton, Eric Thiessen, Helen Phillips, Larry Harley, Kurt Pomrenke, Mike Bishop, Mark Haugh, and our own Lucas Hobbs. [read post]
31 Jan 2012, 5:03 pm
- Raleigh attorney David Smyth of Brooks Pierce on their blog, Cady Bar the Door For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
12 Jan 2012, 10:59 am
Both Kevin LaCroix's D&O Diary Blog and David Smyth's Cady Bar the Door Blog have excellent discussions regarding the case, both noting that the case presents a cautionary tale. [read post]
