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This Update focuses on the Federal Trade Commission’s (“FTC”) and the Department of Justice Antitrust Division’s (“DOJ”) antitrust enforcement activity over the last year under this Executive Order’s direction.2 For further details on the Executive Order, please see Davis Polk’s prior Client Update regarding issuance of the Executive Order.3 FTC and DOJ have been conducting intensive merger and conduct investigations FTC Chair Lina Khan was… [read post]
Additionally, the Consumer Financial Protection Bureau (CFPB) Director Rohit Chopra stated that the CFPB may revise the bank merger guidelines to scrutinize more closely the effects of large banking consolidations on competition and financial stability. [read post]
9 Jul 2018, 6:23 am
Genworth Financial, Inc., a case in which the Delaware Court of Chancery appeared to suggest, but did not explicitly hold, that the Corwin doctrine would not prevent a stockholder from obtaining books and records pursuant to Section 220 if the stockholder has stated a proper purpose. [read post]
12 Sep 2016, 10:14 am by Adam Weinstein
In February 2015, Laubach was terminated by Ameriprise Financial Services, Inc. [read post]
26 Nov 2012, 6:43 pm by Joe Wallin
Moira Conlon, President, Financial Profiles, Inc. [read post]
26 Nov 2012, 6:43 pm by Joe Wallin
Moira Conlon, President, Financial Profiles, Inc. [read post]
8 Oct 2014, 2:55 pm by David Jensen
(Here is a link to the agency's blog item on the contest.)The list is larded with other worthy nominees including Michael West, CEO of Biotime, Inc., which resurrected the human embryonic stem cell trial abandoned for financial reasons by Geron. [read post]
24 Jan 2020, 7:18 am
Duhnke before the House Committee on Financial Services Posted by William D. [read post]
23 Jan 2012, 4:03 pm
Davis, who struck a plea deal in his criminal case, is expected to testify for the prosecution during Stanford’s trail. [read post]
19 Jul 2019, 9:57 am by Astarita
“As we allege, these executives deprived investors of truthful information about Power Solutions’ financial health by causing the company to fraudulently record revenue to meet revenue targets and projections. [read post]
27 Mar 2018, 9:22 am by Andrew Stoltmann
Meyers & Co., Sharpe Capital Inc., Ladenburg, Thalmann & Co., Carlin Equities, RBC Capital Markets, Lighthouse Financial Group, GFI Securities, Delaney Equity Group, Wilson-Davis & Co., COR Clearing, and Primary Capital in New York, New York from October 2014 until January 2016. [read post]
11 Jun 2007, 8:26 pm
Write to Paul Davies at paul.davies@wsj.com1 and David Reilly at david.reilly@wsj.com2 URL for this article: http://online.wsj.com/article/SB118161499305632156.html Hyperlinks in this Article: (1) mailto:paul.davies@wsj.com (2) mailto:david.reilly@wsj.com Copyright 2007 Dow Jones & Company, Inc. [read post]