Search for: "Dealer Capital Group, LLC"
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5 Dec 2022, 8:26 am
AR Global products ceased to be sold in 2014 after the wholesaling broker-dealer, Realty Capital Securities, was charged with proxy fraud by the Massachusetts Securities Division. [read post]
29 Nov 2011, 9:42 am
., Medical Capital Holdings, Inc., and Provident Royalties, LLC. [read post]
7 Feb 2018, 8:30 am
According to SEC filings, McClendon filed a Form D to raise capital in 2014 through the offering American Energy Marcellus Holdings LLC. [read post]
25 Oct 2023, 6:02 am
Investigating Potential Claims involving LSC Ponte Vedra, DST The White Law Group is investigating potential securities claims involving broker dealers who may have improperly recommended Livingston St. [read post]
23 Oct 2009, 12:17 pm
There's no way to tally the potential cost to broker-dealers who sold clients the Provident and Medical Capital deals. [read post]
8 Sep 2016, 8:04 am
For more information on The White Law Group’s investigation of American Realty Capital, click here. [read post]
19 Jun 2022, 7:17 pm
The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended New York City REIT (formerly known as American Realty Capital New York City REIT) to investors. [read post]
23 Oct 2019, 1:27 pm
Recovery of Investment Losses The White Law Group continues its investigation into the liability that FINRA-registered broker-dealers may have for recommending GPB Capital offerings to investors. [read post]
23 Jan 2014, 1:56 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
25 Jan 2022, 2:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
8 Feb 2021, 10:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
3 Nov 2020, 1:05 pm
Griffin Capital Essential Asset REIT to purchase Cole Office & Industrial REIT The White Law Group continues to investigate potential claims involving broker-dealers who may have improperly recommended high risk non-traded REITs to investors such as Cole Office & Industrial REIT. [read post]
28 Nov 2016, 7:56 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Jul 2021, 1:09 pm
The White Law Group is investigating potential securities claims involving broker dealers and financial advisors who may have unsuitably recommended Scuderi-Holyoke to investors. [read post]
11 Sep 2020, 11:37 am
Investors may have Claims The White Law Group is investigating potential securities claims involving broker dealers who may have unsuitably recommended Sustainable Restaurant Holdings Inc. to investors. [read post]
6 May 2020, 6:29 am
Advisor Rena Morris (Morris), currently employed by Lighthouse Capital Group, LLC (Lighthouse Capital Group, LLC), has been subject to at least two customer complaints during the course of her career. [read post]
4 May 2020, 6:39 am
Advisor Stephen Holt (Holt), currently employed by Lighthouse Capital Group, LLC (Lighthouse Capital Group, LLC), has been subject to at least two customer complaints during the course of his career. [read post]
13 Sep 2011, 5:22 am
Legal problems tied to private placements sales in Medical Capital Holdings and Provident Royalties have proved to be the undoing for yet another broker/dealer. [read post]
2 Dec 2022, 10:12 am
According to FINRA, on April 27, 2018, GPB Capital sent a letter to many broker-dealers that sold GPB Capital-offerings. [read post]
6 Apr 2018, 6:39 am
Free Consultation with a Securities Attorney The White Law Group continues to investigate potential claims involving broker dealers who may have improperly recommended LJM Capital Preservation & Growth Fund to investors. [read post]