Search for: "Dealer Capital Group, LLC" Results 241 - 260 of 820
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16 Feb 2021, 6:44 am by Renae Lloyd
NB Private Capital (formerly known as Nelson Brothers Professional Real Estate), a student housing investment company, reportedly changed its name to Versity Investments, LLC in October 2020, according to its website. [read post]
8 Apr 2016, 3:08 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
23 Oct 2023, 11:07 am by The White Law Group
Investigating Potential Claims involving CX Lullwater at Blairstone, DST The White Law Group is investigating potential securities claims involving broker dealers who may have improperly recommended CX Lullwater at Blairstone DST to investors. [read post]
11 Feb 2013, 9:33 am by D. Daxton White
  Additionally, approximately 2.5% dealer manager fee and up to 1.0% distribution fee was also deducted from the primary offering price, and up to 1.5% of the proceeds from the sale of shares may have been allocated to the Advisor (Dividend Capital Total Advisors Group LLC) for incurring or paying offering expenses. [read post]
17 Apr 2020, 5:48 am by Renae Lloyd
Broker dealers are required to perform adequate due diligence on any investment they recommend. [read post]
2 Nov 2020, 9:51 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, TN. [read post]
26 May 2020, 11:17 am by Renae Lloyd
If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the broker dealer who sold you the investment. [read post]
11 Apr 2022, 7:40 am by The White Law Group
Its sponsor at the time, AR Capital and its dealer manager, Realty Capital Securities, were also involved in a series of scandals which led to the termination of all AR Capital-sponsored investment programs and an agreement by RCS to terminate its business. [read post]
19 May 2020, 6:49 am by Joe Wojciechowski
Chicago-based Stoltmann Law Offices, P.C. is currently investigating claims on behalf of TCA Global Credit Fund and TCA Fund Management Group investors involving Royal Alliance advisor Mark Young, and Watts Capital, LLC and Thomas Watts. [read post]
28 Jul 2016, 7:00 am by Steve Parker
Blackstreet Capital Management, LLC (“Blackstreet”) serves as the manager of two private equity funds (the “Funds”). [read post]
28 Jul 2016, 7:00 am by Steve Parker
Blackstreet Capital Management, LLC (“Blackstreet”) serves as the manager of two private equity funds (the “Funds”). [read post]
21 Apr 2022, 10:41 am by The White Law Group
  Centaurus Financial sold GWG L Bonds GWG apparently sold the L bonds through Centaurus Financial LLC and a network of regional broker-dealers, who sold the offerings to retail investors. [read post]
20 Aug 2021, 10:14 am by Silver Law Group
Emerson Equity LLC served as the managing broker-dealer for the offering and the bonds were sold through a network of participating brokerage firms, financial advisors, and stockbrokers. [read post]
7 Jan 2020, 8:30 am by Silver Law Group
Armstrong disclosed business affiliations with Auxol Capital LLC, Royal Palm Investors LLC, Dogwood Creative Group, and Helomics. [read post]
28 Mar 2014, 11:08 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
21 Mar 2022, 11:09 am by The White Law Group
  According to FINRA, on April 27, 2018, GPB Capital sent a letter to many broker-dealers that sold GPB Capital-related investments, including Geneos, stating that GPB Capital was in the process of registering certain classes of securities issued by certain of limited partnerships, including GPB Automotive Portfolio, with the SEC. [read post]
20 Jun 2014, 1:28 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
22 Oct 2020, 1:41 pm by Renae Lloyd
  The White Law Group is investigating potential securities claims involving broker dealers who may have unsuitably recommended Priority Income Fund, Inc. to investors. [read post]
18 May 2012, 6:34 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]