Search for: "Dealer Trade Incorporated"
Results 81 - 100
of 360
Sorted by Relevance
|
Sort by Date
7 Feb 2008, 11:54 pm
New federal rules require all creditors - financial institutions, retailers, utilities, car dealers, and other organizations that extend consumer credit or hold consumer accounts - to develop and implement a proactive Identity Theft Prevention Program. [read post]
14 Mar 2014, 5:00 am
The opponents in this case are the car dealers, who want to force Tesla use dealer networks to distribute and sell their cars. [read post]
22 Feb 2013, 2:02 pm
” (Ford Dealers Assn. v. [read post]
27 Apr 2022, 9:11 am
In particular, the proposal addresses firms that assume certain dealer functions, including proprietary (or principal) trading firms. [read post]
23 Feb 2017, 10:43 am
Disputes involving the IP rights of spare parts dealers have challenged courts and registries for decades. [read post]
18 May 2013, 2:06 pm
§ 227(c) — authorizes the FCC to set up a national Do Not Call registry, which the FCC did in coordination with the Federal Trade Commission several years ago. [read post]
1 Mar 2018, 7:10 am
The staff is working with the Division of Trading & Markets to develop a standard of conduct for investment advisers and broker-dealers. [read post]
24 Apr 2009, 2:00 am
CADD Centers is a 25-year old software dealer with exclusive rights in the U.S. to sell over 30 BIM products - the greatest concentration of such products in the world. [read post]
16 Nov 2021, 6:08 am
Forum Mobile, Inc. was incorporated in Delaware in 1995. [read post]
18 Feb 2014, 7:00 am
Among the unanswered questions are how financial institutions can reliably determine whether a dealer’s practices have resulted in an impermissible disparate impact and what is the CFPB’s methodology for calculating disparate impact. [read post]
23 Jul 2010, 8:55 am
As provided in the proposed guidance, the dealer registration exemption in section 8.5 for trades made solely through a registered dealer would be available to a foreign dealer trading on behalf of its client, provided that all trading activity that occurs within the local Canadian jurisdiction is done through or to a dealer in that jurisdiction. [read post]
20 Feb 2014, 10:46 am
Despite the increasing public fascination with blockbuster art auctions, the rarefied world of the discrete art dealer, quietly buying, selling, or trading works, for any number of reasons, including to shore-up shaky owner finances to help them save face, still very much exists. [read post]
18 May 2022, 6:39 am
The clients alleged unsuitable and unauthorized trading in their account. [read post]
23 Jan 2009, 5:19 am
That brings me to the other way we can incorporate the impact of computer technology into our criminal law. [read post]
26 Sep 2022, 1:56 pm
(CRD# 7059) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD# 7691), also of El Paso. [read post]
11 Jul 2011, 1:20 pm
The exemption is restricted to advice provided to the client in connection with trading activities permitted under section 8.18 but does not extend to a managed account of a client. [read post]
25 Nov 2011, 2:45 pm
While the CSA believe that the policy rationale for the existing rules (including ensuring equal access to information, providing investor protection through adequate disclosure, deterring conditioning of the market and deterring insider trading) still apply, the proposed amendments are intended to ease regulatory restrictions faced by issuers and investment dealers when marketing prospectus offerings. [read post]
1 Jul 2010, 4:59 pm
Congress incorporated a de minimis exception to the swap dealer definition to ensure that smaller institutions that are responsibly managing their commercial risk are not inadvertently pulled into more regulation. [read post]
6 Feb 2008, 3:59 pm
An "entity" is defined broadly as a partnership, corporation, etc., without regard to where it is incorporated. [read post]
16 Oct 2018, 8:06 am
Smith is accused of making the trade without consulting the client. [read post]
