Search for: "Dean Law Firm, LLC"
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22 May 2019, 9:01 pm
Marvel Entertainment, LLC four years ago: “an argument that we got something wrong—even a good argument to that effect—cannot by itself justify scrapping settled precedent. [read post]
22 Apr 2019, 9:48 am
At that time, defendant Moss Law Firm, P.C. [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial … [read post]
13 Apr 2019, 12:39 pm
From August 1992 until October 2013 Grant was associated with NYLife Securities LLC. [read post]
1 Mar 2019, 5:00 am
There aren’t many opportunities for people who work in law firms, corporate legal departments, and other institutions to connect and work on innovation together according to Dean Sonderegger, Vice President & General Manager, Legal Markets and Innovation at Wolters Kluwer Legal & Regulatory U.S. [read post]
20 Feb 2019, 6:21 am
Kimberly Bennett, Founder, K Bennett Law LLC. [read post]
5 Feb 2019, 12:31 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
29 Jan 2019, 1:24 am
The processes are at a juncture where driving productivity is a key focus for the industry and those who practice law; to keep their prices from going through the roof. [read post]
3 Dec 2018, 6:45 pm
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Mark Tudor’s alleged introduction of investments away from his member firm without approval. [read post]
20 Nov 2018, 6:00 am
Director and former University of Arkansas School of Law Dean, Judge J.W. [read post]
5 Oct 2018, 12:50 pm
HOBBS, STRAUS, DEAN & WALKER, LLP 2019 Summer Law Clerk Program, Washington D.C. [read post]
8 Jul 2018, 4:19 pm
A firm in South Wales has been fined £60,000 by the ICO for allowing its telephone lines to be used to send spam texts. [read post]
31 May 2018, 8:44 am
The law firm is investigating Dean Mustaphilli and his hedge fund, Mustaphilli Capital Partners Fund, L.P., for alleged fraud, as well as potential claims for supervisory failures and aiding and abetting by his trading firms. [read post]
15 May 2018, 12:30 pm
Shepherd Smith Edwards and Kantas, LTD LLP is an investor fraud law firm. [read post]
31 Dec 2017, 1:46 pm
, Tax Manager @RSMUSLLP // Views expressed are mine; tweets ≠ tax advice. (41) @raniacombs – Rania Combs – Attorney with a completely web-based Law firm who helps Texans prepare their wills, trusts and estate plans online, without the usual overhead. (42) @rileytaxtweets – Peter J. [read post]
29 Sep 2017, 8:20 am
The agency had alleged that Tilton and her firm Patriarch Partners, LLC ran afoul of the Investment Advisers Act’s antifraud provisions as a result of disclosure issues and accounting irregularities regarding collateralized loan obligations (CLOs). [read post]
27 Jun 2017, 7:18 am
The law offices of Gana LLP have recently filed a complaint on behalf of nearly a dozen investors alleging that Dean Mustaphalli (Mustaphalli) engaged in securities fraud. [read post]
22 Apr 2017, 4:00 am
“Diversity is at the heart of our school,” says Martin Pritikin, Acting Dean of Whittier Law School. [read post]
8 Apr 2017, 5:00 am
Would all those really smart law deans let that happen? [read post]
5 Apr 2017, 3:01 am
As it happens, my father was then a partner in a small Whittier law firm that Nixon had been a partner in some two to three decades earlier, before he was elected to Congress. [read post]
