Search for: "Depository Trust Company"
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24 Jan 2020, 10:34 am
ADRs are U.S. securities that represent foreign shares of a foreign company and require a corresponding number of foreign shares to be held in custody at a depository bank. [read post]
20 May 2010, 5:47 am
Depository Trust, decided on May 14. [read post]
13 Jul 2023, 6:31 am
” HB 3 amends a variety of Florida statutes relating to: (i) retirement plans and investments of funds; (ii) financial institutions, including qualified public depositories; (iii) money services businesses; (iv) consumer finance companies; (v) trust fund assets and public funds; (vi) government contracts; (vii) government bonds; and (viii) deceptive and unfair trade practices. [read post]
13 Jul 2023, 6:31 am
” HB 3 amends a variety of Florida statutes relating to: (i) retirement plans and investments of funds; (ii) financial institutions, including qualified public depositories; (iii) money services businesses; (iv) consumer finance companies; (v) trust fund assets and public funds; (vi) government contracts; (vii) government bonds; and (viii) deceptive and unfair trade practices. [read post]
20 Mar 2010, 7:31 am
(2A) Without prejudice to the provisions contained in sub-section (2), the Board may take measures to undertake inspection of any book, or register, or other document or record of any listed public company or a public company (not being intermediaries referred to ins section (12), which intends to get it securities listed on any recognized stock exchange where the Board has reasonable grounds to believe that such company has been indulging in insider trading or… [read post]
9 Mar 2010, 7:02 am
You must also include your own written statement that you intend to continue to hold the securities through the date of the meeting of shareowners … Unlike most Americans, Apache’s attorneys know that shares registered in “street name” are held by the Depository Trust Corporation (DTC), under its nominee name Cede & Co. [read post]
17 Feb 2012, 5:00 am
All of which came true for Mellon (who acquired her surname by marrying a man with 14 trust funds, but that’s another story). [read post]
19 Jan 2021, 8:34 am
Several other companies have filed applications with the OCC to obtain national trust charters, which the OCC should be issuing decisions on in the coming weeks or months. [read post]
30 Oct 2019, 8:38 am
Nelson, J.D.A no-action letter issued by the SEC’s division of Trading and Markets to Paxos Trust Company, LLC will allow Paxos to conduct a 24-month test of its Paxos Settlement Service (PSS) using distributed ledger technology (DLT). [read post]
22 Jun 2022, 9:01 pm
Depository Institutions’ Issuance of Payment Stablecoins The RFIA would permit depository institutions (i.e., insured banks, thrifts and credit unions) to hold and issue digital assets. [read post]
11 Oct 2022, 10:54 am
Certain entities are excluded from the definition of a “reporting company” to the extent that they are not created by a filing with a secretary of state or similar office. 23 entities are exempted including governmental authorities, banks, depository institution holding companies, money services businesses, brokers or dealers in securities and accounting firms. [read post]
17 Feb 2016, 7:54 am
I trust him/her completely and ask the Probate Court to honor my selection of my Guardian. [read post]
28 Jun 2021, 3:15 pm
Securities class action litigation activity involving IPO companies recently has been a significant concern, for the companies themselves as well as for their insurers. [read post]
25 Apr 2017, 8:17 pm
The currently designated systemically significant financial market utilities include The Clearing House Payments Company L.L.C. on the basis of its role as operator of the Clearing House Interbank Payments System, The Depository Trust Company, and the Chicago Mercantile Exchange. [read post]
22 Apr 2018, 7:06 pm
His Honor observed that most beneficial owners of stock register their shares in the name of Cede & Co., the nominee of the Depository Trust Company, or DTC. [read post]
10 Jan 2018, 7:04 pm
Some states mandate electronic filing of Rule 506 document through the Electronic Filing Depository (“EFD”). [read post]
10 Jan 2018, 7:04 pm
Some states mandate electronic filing of Rule 506 document through the Electronic Filing Depository (“EFD”). [read post]
2 Nov 2023, 12:13 pm
We recommend starting with NASAA because they serve as a depository for many participating states. [read post]
23 Apr 2013, 6:28 am
Werner, Syndicated Gold Depository Inc, now known as Bahamas Resources Alliance Ltd., Merendon Mining Corp. [read post]
2 Sep 2009, 11:53 am
” > In investigating Madoff for running a Ponzi scheme, the SEC never verified Madoff’s trading through an independent third party, such as the Depository Trust Company or the National Association of Securities Dealers (NASD). [read post]
