Search for: "Depository Trust and Clearing Corporation"
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26 May 2022, 12:09 pm
The intent to withhold the authority to vest is clear from IEEPA’s legislative history. [read post]
6 Dec 2011, 7:31 am
A depository by any other name? [read post]
5 May 2010, 7:41 am
Municipal CDS are documented by the Depository Trust and Clearing Corp., which settles derivatives trades. [read post]
20 Mar 2010, 7:31 am
Thus, a combined reading of the long cause tile and the definition given under the Section 3 of the Securities and Exchange Board of India Act, 1992 makes it clear that the Securities Exchange Board of India is a “body corporate having perpetual succession, common seal to protect the interests of investors in securities and to promote the development of and to regulate the securities market and for the matters connected therewith or incidental thereto”. [read post]
5 Dec 2023, 9:05 pm
., the nominee of the Depository Trust Company, and its books will show transfers from one broker to another. [read post]
26 May 2015, 2:50 pm
Guidance Update Regarding Key Employee Trusts and Family Office Rule. [read post]
26 May 2015, 2:50 pm
Guidance Update Regarding Key Employee Trusts and Family Office Rule. [read post]
26 Oct 2023, 10:57 pm
ASIC issues new legislative instruments for financial resource requirements and platforms On 7 September 2023, ASIC announced that it had issued two new legislative instruments relating to financial requirements: ASIC Corporations (Financial Requirements for Responsible Entities, IDPS Operators and Corporate Directors of Retail CCIVs) Instrument 2023/647; and ASIC Corporations (Financial Requirements for Custodial or Depository Service Providers) Instrument… [read post]
11 Jan 2011, 8:36 am
The total value of CDSs written on California grew 35% in the last year, according to Depository Trust & Clearing Corp., but on a net basis—reflecting the actual exposure once buy and sell contracts have been offset—declined 5.8%. [read post]
29 May 2019, 5:06 pm
Here is how a typical ransomware extortion scheme works: Ransomware attackers break into a corporate system and encrypt, or lock-up, a corporate victim’s data. [read post]
25 Jun 2010, 9:22 am
The legislation provides for major corporate governance reforms, such as shareholder advisory votes on executive compensation and golden parachutes. [read post]
4 Apr 2022, 9:01 pm
If a company builds a crypto market that protects investors and meets the gold standard of our market regulations, then customers will be more likely to trust and have greater confidence in that market. [read post]
11 May 2022, 9:01 pm
These rules require such transaction data to be reported to a security-based swap data depository, and thus be available to the SEC. [read post]
14 Apr 2016, 7:45 am
It is not clear what will be considered acceptable and what software will be made non-confidential. [read post]
28 Jul 2011, 2:00 am
Dienst asserted that he was also “concerned about interloper threats” from Nucor Corporation and Steel Dynamics Corporation. [read post]
23 Jul 2019, 4:30 pm
Clearing through the New York Fed is critical for major oil and other transactions. [read post]
22 Jun 2010, 12:41 pm
United States (09-1012) Issues (partly overlapping among the petitions): (1) Whether a group of corporations can constitute an association-in-fact enterprise under RICO; (2) whether a corporation can be found to have the necessary specific intent to defraud in a RICO case without evidence that any particular individual in the corporation had such specific intent; (3) whether 18 U.S.C. [read post]
21 May 2010, 4:38 am
The line of credit has not been increased since SIPA was enacted in 1970, and an increase is necessary to provide the Securities Investor Protection Corporation with sufficient resources in the event of the failure of a large broker-dealer. [read post]
28 Jun 2021, 3:15 pm
To be clear, lawsuits identified as being tied to, say, 2010 IPOs were not necessarily filed in 2010. [read post]
31 Dec 2019, 8:13 am
Below is our quarterly newsletter. [read post]
