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9 Dec 2009, 6:55 am
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
15 Sep 2011, 8:44 am
As discussed here, the SEC announced it had settled a case with James O'Leary, the former CFO of Beazer Homes USA under Section 304 of the Sarbanes-Oxley Act. [read post]
9 Jan 2020, 7:53 am
They were seen as a way to strengthen the position of creditors and encourage foreign investment through adopting practices more common in Europe and the USA. [read post]
28 Jul 2017, 8:03 am
HSBC BANK USA, N.A., AS TRUSTEE FOR MERRILL LYNCH MORTGAGE INVESTORS TRUST, MORTGAGE LOAN ASSET-BACKED CERTIFICATES, SERIES 2005-WMCI, Plaintiff/Counter-Defendant,v.KENNETH E. [read post]
1 Aug 2012, 5:51 am
Kent Christian*, President, Financial Network, Wells Fargo Didier Descamps, Co-Head Global Markets Americas, HSBC Securities (USA) Inc. [read post]
9 Mar 2011, 1:14 am
Treasury Bonds from Deutsche bank which then sold them back to Blackvest at a future date. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
24 Oct 2018, 6:26 am
HSBC Bank USA, N.A. for Deutsche Alt-A Securities Inc., Mortgage Loan Trust, Series 2006-AR1, 2D16-5307, 2018 WL 3320860 (Fla. 2d DCA July 6, 2018) (holding that trial court improperly precluded borrower from raising defense of standing when lender did not introduce the bankruptcy documents showing that the borrower surrendered the property that was the subject of foreclosure). [read post]
24 Oct 2018, 6:26 am
HSBC Bank USA, N.A. for Deutsche Alt-A Securities Inc., Mortgage Loan Trust, Series 2006-AR1, 2D16-5307, 2018 WL 3320860 (Fla. 2d DCA July 6, 2018) (holding that trial court improperly precluded borrower from raising defense of standing when lender did not introduce the bankruptcy documents showing that the borrower surrendered the property that was the subject of foreclosure). [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
2 Apr 2012, 4:13 pm
EXPEDIA, INC.; ORBITZ, LLC; INTERNETWORK PUBLISHING CORP., d/b/a Lodging.com; TRAVELOCITY.COM, LLP; PRICELINE.COM, INC.; TRAVELWEB LLC, HOTWIRE, INC.; HOTELS.COM, L. [read post]
10 Sep 2012, 6:26 pm
WYNDHAM VACATION RESORTS, INC., Appellant, v. [read post]
23 Nov 2022, 6:32 am
” Some commentators also referred to the SEC’s role as it pertains to privately-held entities within a registrant’s supply chain (see the American Securities Association and International Dairy Foods Association). [read post]
23 Nov 2022, 6:32 am
” Some commentators also referred to the SEC’s role as it pertains to privately-held entities within a registrant’s supply chain (see the American Securities Association and International Dairy Foods Association). [read post]
31 Mar 2020, 4:31 am
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
18 Apr 2024, 9:01 pm
For example, the SEC charged a Deutsche Bank subsidiary with making materially misleading statements about its supposed ESG-related investment products.[10] According to the SEC’s order in that case, the firm marketed itself as a leader in ESG and claimed that it adhered to specific policies for integrating ESG considerations into its investments. [read post]
14 Apr 2016, 7:45 am
BLE’s key features also include an industry-standard wireless protocol that facilitates multi-vendor interoperability including connectivity with the large volume of Bluetooth devices on the market; adaptive frequency hopping; fast connections; a standardized application development architecture that leads to low development and operational costs; and enhanced security with 128-bit AES data encryption. [read post]
13 Mar 2009, 4:00 am
(Securing Innovation) PriorSmart.com search tool, tracking patent documents (Competitive Info) (Patently-O) Patent damages as an incentive to transact (IP finance) IPscore, new patent evaluation toy (IP finance) Patent portfolios can pull companies out of financial rut (Law360) Global - Copyright Expanding the public domain: part zero (Creative Commons) Australia Pioneering decision on non-use: Pioneer Computers Australia Pty Limited v Pioneer KK (Australian… [read post]
4 Apr 2008, 1:00 am
: (IPBiz) Pharma & Biotech - Products Abilify (Aripiprazole) – Otsuka files US patent infringement suit against Teva over seeking approval for generic Abilify: (IP Law360), Aricept (Donepezil) – US federal judge grants Eisai’s request for preliminary injunction blocking Teva from marketing generic version of Aricept: (IP Law360), (Orange Book Blog), Carbatrol (Carbamazepine) – US federal judge delivers mixed ruling in Shire… [read post]
