Search for: "Director Cox" Results 41 - 60 of 1,014
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John Coates Named Acting Director of the Division of Corporation Finance
1 Feb 2021, 10:16 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Former Public Affairs Director John Nester to Retire from SEC
28 Oct 2021, 12:10 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Kelly L. Gibson Named Director of SEC's Philadelphia Office
27 Feb 2020, 2:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Mike Willis Named Associate Director in Division of Economic and Risk Analysis
12 Nov 2020, 12:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
G. Jeffrey Boujoukos, Director of the Philadelphia Regional Office to Leave the SEC
26 Feb 2020, 12:55 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Nekia Hackworth Jones Named Director of Atlanta Regional Office
3 Dec 2020, 12:36 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Shareholder Access: Cox Testifies Before the Senate Banking Committee
15 Nov 2007, 2:47 am
In his testimony, Chairman Cox indicated that while the SEC would go back to the drawing board on the broader question of establishing a means for shareholders to nominate directors and get them on the company â [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Antonia Chion, Associate Director of SEC's Enforcement Division, to Retire After 32 Years of Service
28 Feb 2020, 8:39 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Shelley E. Parratt, Acting Director of the Division of Corporation Finance, to Conclude SEC Career After 35 Years of Service
19 Jan 2021, 2:11 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Melissa Hodgman Named Acting Director of Division of Enforcement
22 Jan 2021, 1:16 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Appoints New Jersey Attorney General Gurbir S. Grewal as Director of Enforcement
29 Jun 2021, 11:40 am by Astarita
Grewal has been appointed Director of the Division of Enforcement, effective July 26, 2021. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Examining SEC Chairman Christopher Cox's Leadership
30 Apr 2007, 7:52 am
This could end up in shareholders nominating their director candidates and could increase the influence of shareholders. [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
Kelly L. Gibson Named Acting Deputy Director of Division of Enforcement
5 Feb 2021, 10:46 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Scott A. Thompson Named Associate Regional Director in Philadelphia Office
3 Aug 2020, 10:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names Marc P. Berger as Deputy Director of Enforcement
19 Aug 2020, 11:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Brett W. Redfearn to Conclude Transformative Tenure as SEC Trading and Markets Director
15 Dec 2020, 9:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names John Moses as Deputy Director of Office of Investor Education and Advocacy
21 Dec 2020, 12:41 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Jed Hickman Named SEC’s EDGAR Business Office Director
30 Dec 2020, 9:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
FDIC sues former officers, directors of Westsound Bank
21 Nov 2011, 7:07 pm by Jennings Strouss & Salmon
Former Westsound board member Cox came on in 2007, when the bank’s risky practices already were in full swing. [read post]
Bank D&O Liability Law Blog - http://www.bankdandolaw.com/
Tamara Brightwell Named Deputy Director of Division of Corporation Finance’s Disclosure Review Program
13 Oct 2020, 4:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/