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3 Aug 2007, 10:19 am
He and a fellow blogger started Hedge Funnies, a blog that makes fun of the antics on Wall Street. [read post]
6 Jul 2010, 3:48 am by By DEALBOOK
Moynihan for the post, according to a report in The Wall Street Journal. [read post]
26 Apr 2010, 3:32 am by By DEALBOOK
Bank of America has narrowed the contenders for chairman to directors Frank Bramble and Charles Holliday, according to The Wall Street Journal. [read post]
7 Jan 2015, 7:54 am
In the present case, the plaintiff worked as a credit sales director for the Royal Bank of Canada (RBC). [read post]
12 Oct 2011, 4:34 pm by jleaming@acslaw.org
by Jeremy Leaming Not only is Occupy Wall Street attracting more supporters and spreading to other cities, but it is sparking some over-the-top reaction from police departments. [read post]
30 Aug 2010, 10:18 am by Sheppard Mullin
The recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203, § 342) contains sweeping new diversity requirements for federal agencies involved in the financial sector, as well as the businesses which deal with those agencies. [read post]
15 Apr 2010, 4:03 am by By DEALBOOK
Ties between a Goldman Sachs board member and Galleon Group founder Raj Rajaratnam are being examined by prosecutors, The Wall Street Journal reported. [read post]
1 Apr 2015, 4:39 am by Kevin LaCroix
Federal banking regulators have stepped up their interactions with and scrutiny of bank directors, according a recent Wall Street Journal article. [read post]
12 Jan 2014, 2:12 pm by Bill Stalter
” and “The Zeal for Independence: The NPS Investment Advisor”, we believe the Chinese Wall approach is short sighted and inappropriate. [read post]
27 Sep 2013, 4:06 pm by Alex Talarides
As we’ve discussed on previous occasions, Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires most public companies to include a resolution in their proxy statements asking shareholders to approve the compensation of their executive officers, in a non-binding, “say-on-pay” shareholder vote. [read post]
21 Jun 2017, 3:01 am by Liz Dunshee
Rob was also a colleague of former Corp Fin Director Linda Quinn. [read post]
5 Jul 2010, 11:45 am by Hedge Fund Lawyer
As we move closer to the signing of the Dodd-Frank Wall Street Reform and Consumer Protection Act, more groups are highlighting the fact that state securities divisions are going to be affected by the act. [read post]
17 Jun 2014, 9:56 am by Blake Osborn
Michael Lewis’ new book Flash Boys: A Wall Street Revolt has caused a commotion on Wall Street, on Capitol Hill, and with law enforcement agencies. [read post]
25 Sep 2010, 10:17 am by Paul Caron
Wall Street Journal op-ed, Pastors For ObamaCare? [read post]
24 Jan 2012, 7:16 am
The big four Wall Street wirehouses have lost market share since the financial crisis in part because of their role in the crisis and “customer distrust,” according to Bing Waldert, a director of Cerulli Associates Inc. [read post]
17 Feb 2011, 5:21 pm by By BEN PROTESS
A few familiar faces from Wall Street are joining the Consumer Financial Protection Bureau, including former managing directors at Deutsche Bank and Morgan Stanley. [read post]
18 May 2010, 3:42 am by By DEALBOOK
Prominent Wall Street economist Henry Kaufman has resigned from the board of directors of bankrupt Lehman Brothers Holdings, Reuters reported. [read post]