Search for: "Dirks v. Securities and Exchange Commission"
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6 Aug 2019, 3:07 pm
§ 78j) and Securities and Exchange Commission Rule 10b-5, 17 C.F.R. [read post]
30 Jul 2015, 11:12 am
Securities and Exchange Commission. [read post]
12 Jul 2016, 5:00 am
For example, Avakian noted that in the Payton v. [read post]
20 Feb 2023, 9:05 pm
Stevens, SEC Litigation Release No. 12813 (1991). 8 See Securities Exchange Act Release No. 43154 (2000) (adopting Release). 9 See, e.g., United States v. [read post]
12 Jun 2007, 5:15 am
This apparently occurred in Dirks v. [read post]
22 Sep 2020, 7:24 am
Second, the Court held that the Commission did not exceed its rulemaking authority by adopting Exchange Act Rule 14e-3(a) to bar trading on undisclosed information in tender offers, even in the absence of a duty to disclose.It is the first question in O’Hagan that has likely drawn the most commentary. [read post]
26 Oct 2009, 9:32 am
In Dirks v. [read post]
19 Apr 2011, 9:57 am
Chiarella (1980), Dirks v. [read post]
2 Feb 2010, 11:01 am
In Dirks v. [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, Regulation Best Interest, Retail investors, SEC, Securities regulation, Transparency Statement on Retirement of Chief Justice Strine Posted by Jay Clayton, U.S. [read post]
21 May 2021, 5:54 am
Eddy, and Sabastian V. [read post]
13 Feb 2012, 5:00 am
Bankshares v. [read post]
23 Oct 2011, 9:40 pm
" ruling in Thuiskopie v Opus for jiplp. [read post]
14 Nov 2011, 12:22 pm
The proposed Stop Trading on Congressional Knowledge Act addresses that problem by instructing the Securities and Exchange Commission to adopt rules intended to prohibit such trading. [read post]
22 Jul 2022, 5:07 am
With respect to those rulemakings, Beller recalled that there was lots of communication between SEC staff and the Commission and that there was remarkably little ego involved in the whole process with no push back from Congress on what the Commission ultimately implemented. [read post]
15 Mar 2007, 7:12 am
(Dirks v. [read post]
27 Jun 2008, 8:54 am
Federal Election Commission (PDF 176 KB)Decision Released June 26, 2008 That Deems Unconstitutional the "Millionaire's Amendment"06/26/2008
Supreme Court Opinion: District of Columbia v. [read post]
8 Jul 2022, 4:00 am
The majority in Dobbs v. [read post]
9 Aug 2019, 3:00 am
” Proposed FEC Rule Would Further Constrain Foreign Election Contributions National Public Radio – Philip Ewing | Published: 8/1/2019 The FEC proposed new rules to outlaw exchanges like the one that took place when a Russian delegation visited Trump Tower in 2016 to offer Donald Trump’s campaign “dirt” on Democrats. [read post]
