Search for: "Disciplinary Counsel v. Schwab" Results 1 - 5 of 5
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Schwab included the class action waver in its customer agreement as a direct response to the Supreme Court’s 2011 decision in AT&T Mobility LLC v. [read post]
25 Apr 2014, 8:35 am by Joe Consumer
The enforcement division of Finra filed a disciplinary action against Schwab [in 2012] to force the firm to do away with the provision on class-action suits. [read post]
3 Feb 2008, 10:20 pm
Multidisciplinary Practice…In Practice MDP-like arrangements already exist in the nature of in-house counsel and counsel for some trade and nonprofit entities. [read post]