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23 Sep 2013, 12:21 pm
” Despite VSR’s attempts to manipulate its procedures in order to increase sales of alternative investments, FINRA alleged that VSR still exceeded the 40% concentration guidelines even when applying the discounts. [read post]
22 Oct 2012, 7:13 pm
Flash sale sites generally offer a particular set of goods at deep discounts, but only for short periods of time. [read post]
31 Oct 2013, 12:39 pm
According to the lawsuit, on October 3, 2001, GSA awarded a MAS contract to Valicert, Inc. for the sale of software licenses and related services. [read post]
16 Aug 2023, 9:04 am
Securities America Inc. [read post]
19 Feb 2016, 12:41 pm
LG Electronics, Inc., 553 U.S. 617 (2008), preclude post-sale restrictions because all patent rights are exhausted by the “first sale”? [read post]
18 Nov 2016, 9:12 am
., Inc. [read post]
13 Dec 2009, 10:56 pm
Lehman Brothers Holdings Inc. has filed an adversary complaint against Barclays Capital Inc. requesting the return of billions of dollars in extra profit that it says the latter made when buying Lehman’s North American brokerage business last year. [read post]
15 Nov 2022, 3:31 am
Kassel Enterprises, Inc., 962 N.W.2d 764 (Iowa Sup. [read post]
9 Jun 2008, 5:26 pm
Dillon Companies, No. 07-1032 (10th Cir. 3-31-2008).Background Defendant, Dillon Companies, Inc. [read post]
21 Aug 2015, 9:45 am
To enhance its supermarket grocery sales, Safeway granted its grocery customers discounts at retail service stations with whom it had discount contracts. [read post]
24 Dec 2012, 2:00 am
The appellate court next determined the amount of the DLOM, noting that “[s]ince the entire record is included on appeal, it is sensible and economical for us to decide this issue rather than remand the issue to the motion court for further consideration. [read post]
25 Aug 2011, 11:32 am
See Westgate Ford Truck Sales, Inc. v. [read post]
25 Aug 2011, 11:32 am
See Westgate Ford Truck Sales, Inc. v. [read post]
4 Oct 2011, 1:30 pm
, In re: infoUSA, Inc. [read post]
10 Aug 2009, 11:03 am
Cotterman, Principal, Altman Weil, Inc [read post]
13 Oct 2014, 7:46 am
As a background, GWG Holdings, Inc. purchases life insurance policies on the secondary market at a discount to the face value of the insurance policies. [read post]
10 Feb 2016, 6:10 pm
Without admitting or denying the findings, the three firms consented to FINRA’s sanctions and to the entry of findings that it failed to identify and apply sales charge discounts to certain customers’ eligible purchases of UITs resulting in customers paying excessive sales charges. [read post]
4 Jan 2011, 2:47 pm
Dell, Inc., 2010 WL 5387831 (N.D. [read post]
5 Jan 2015, 3:29 am
” Matter of Seagroatt Floral Co., Inc., 78 NY2d 439, 445 (1991). [read post]
29 Jul 2010, 5:54 am
Under the contract, GSA used Oracle’s disclosures about its commercial sales practices to negotiate the minimum discounts for government agencies who bought Oracle software. [read post]