Search for: "Diversified Financial Services, LLC"
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7 Apr 2022, 3:17 pm
—two of the seven big financial institutions that own Early Warning Services LLC, operator of the Zelle network—are lobbying to expand the service to retail payments. [read post]
21 Jun 2013, 3:30 am
Johnson New York Convention Center Operating Corporation (Javits Center) Henry Silverman Senior Advisor and Vice Chairman of Investment Management Business for Guggenheim Partners, a diversified financial services firm in New York City, Mr. [read post]
18 Jan 2016, 2:05 pm
Financial advisors and brokers typically receive high commissions and fees associated with MLPs, financial advisors and brokers recommending these products stand to gain by maximizing sales of MLPs and other high commission paying products. [read post]
29 Jun 2011, 7:32 am
Postal Inspection Service and Florida's Office of Financial Regulation. [read post]
29 Jun 2011, 7:32 am
Postal Inspection Service and Florida's Office of Financial Regulation. [read post]
1 Sep 2011, 4:15 pm
The following information regarding broker misconduct and disciplinary actions taken against California stockbrokers was released by the Financial Industry Regulatory Authority (FINRA) in May, June, July and August 2011: Midas Securities, LLC, in Anaheim, CA, was fined $80,000 in connection with a finding by FINRA that they failed to reasonably supervise registered representatives in the sale of unregistered securities. [read post]
18 Apr 2008, 9:01 pm
Wells Fargo Private Bank and Private Client Services provide teams of experienced local professionals who advise clients on complex financial issues, and provide them with investment management, private banking, trust and estate, insurance and brokerage services provided through Wells Fargo Investments, LLC. [read post]
6 Apr 2021, 10:58 am
Lodging Fund REIT III, formed on April 9, 2018, focuses on “acquiring a diversified portfolio of limited service, select service and extended stay hotel properties located primarily in “America’s Heartland,” which we define as the geographic area from North Dakota to Texas and the Appalachian Mountains to the Rocky Mountains,” according to a 10-K filing. [read post]
11 Nov 2019, 1:32 pm
Morgan Securities LLC acted as financial advisor to Carbonite, and Skadden, Arps, Slate, Meagher & Flom LLP acted as legal advisor. [read post]
1 Jun 2009, 4:19 am
Queen City Television Services Co. v. [read post]
6 Jan 2024, 11:37 am
This year, focus on diversifying income sources, exploring new markets, and implementing dynamic marketing strategies. [read post]
27 Aug 2014, 5:21 pm
., Appalachian School of LawSenior Editor, APPALACHIAN NATURAL RESOURCES LAW JOURNAL (recipient of “Exceptional Service Award” for outstanding performance)President and Chief of Executive Board, Environmental Law SocietyTreasurer and Community Liaison, Executive Board, Sport and Entertainment Law SocietyB.S., Sports Management w/concentration in Professional Sport Management and Minor in Business Law, Western Carolina UniversityProfessional experience includes: Legal Intern,… [read post]
27 Feb 2012, 1:16 pm
The source and nature of the underlying revenue streams of the issuer that are required to service the instruments are often less than clear. [read post]
3 Nov 2009, 1:59 am
. **** November 2 Sponsor: University of Oregon Lundquist College of Business Securities Analysis Center Event: Portland Alternative Investment Association - Educational Event Location: Portland, OR November 3 - November 5 Sponsors: Battea - Class Action Services, LLC, Citco Banking Services, Custom House Fund Management, DGAM (Diversified Global Asset Management), FinAnalytica, Fractal Advisors, Gottex Solutions Services,… [read post]
15 Jan 2016, 1:17 pm
Significant services – The preamble explains that a partnership provides “significant services” if its personnel have an ongoing or frequent presence at the site of the section 7704(d)(1)(E) activity. [read post]
30 Jun 2010, 7:14 pm
Foreside Fund Services, LLC is the distributor of the AdvisorShares ETFs. [read post]
27 Feb 2012, 1:16 pm
The source and nature of the underlying revenue streams of the issuer that are required to service the instruments are often less than clear. [read post]
30 Nov 2016, 8:55 am
Chaves (CRD# 5827677) has been registered with UBS Financial Services in San Juan, PR since August 2012. [read post]
13 Apr 2008, 9:49 am
JG Wentworth Download jg_wentworth_cash_now_4132008.pdf Diversified Investment Services Rapid Settlements, Ltd. [read post]
16 Jul 2008, 9:25 pm
Those firms include UBS Financial Services, Bear, Stearns & Co., Inc., Citigroup Global Markets, Inc., J.P. [read post]
