Search for: "Diversified Trading Company, LLC" Results 21 - 40 of 96
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6 Feb 2021, 11:00 am by Staff Attorney
MCC is a low-priced thinly traded security and is a non-diversified closed end management investment company incorporated in Delaware that is a business development company (BDC). [read post]
17 Oct 2018, 1:19 pm by zamansky
  The firm may represent investors in cases against companies mentioned in this blog. [read post]
24 Dec 2020, 3:00 pm by zamansky
Your Investment Advisor Failed to Adequately Diversify Your Portfolio Part of providing suitable investment advice involves ensuring that investors’ portfolios are adequately diversified. [read post]
4 Jul 2011, 2:25 am by Tomassi Law Associates
Shares of MGIC are down 44% in 2011 through the close of trading Tuesday; Radians are down 51%; and PMIs are down 65%. [read post]
1 Jun 2009, 4:19 am
(Guilford)(Tennille): Claim by investors that defendant brokers violated the North Carolina Securities Act by inducing them to invest in a company later placed into SEC receivership (Diversified Lending Group, Inc.). [read post]
3 Apr 2021, 10:08 am by The White Law Group
Benefit Street Partners Realty Trust, a publicly registered non-traded REIT, is focused on originating and managing a diversified portfolio of commercial real estate debt investments, according to its website. [read post]
23 Sep 2021, 8:08 am by The White Law Group
   According to its website, Lightstone has offered investors “the opportunity to invest in a diversified portfolio of real estate through its various public non-traded REIT offerings. [read post]
11 Feb 2013, 9:33 am by D. Daxton White
According to Dividend Capital Diversified Property Fund’s most current 8-K form filed February 1, 2013 with the U.S. [read post]
30 Jul 2011, 2:31 am by Tomassi Law Associates
The Fund is a diversified, closed-end management investment company that seeks to provide a high level of current income. [read post]
14 Jan 2022, 8:02 am by Zamansky LLC
Leveraged Exchange-Traded Funds (ETFs) Leveraged exchange-traded funds (ETFs) sound good in theory: They allow investors to diversify by buying into a broad range of stocks, and they typically offer the opportunity to earn either double or triple the returns of a targeted index. [read post]
25 Apr 2014, 6:30 am by Adam Weinstein
LPL Financial was alleged to have deficient supervision as it related to the sales of alternative investment products, including non-traded real estate investment trusts (REITs), oil and gas partnerships, business development companies (BDC’s), hedge funds, managed futures, and other illiquid pass through investments. [read post]
19 Jun 2019, 2:36 pm by ccollins
Also charged in the SEC case are Diversified Initiatives Consulting and Logistics, Prestige Global Trading, and Sienna Business Group. [read post]
30 May 2018, 8:49 am by Renae Lloyd
As of December 31, 2017, the company’s estimated Per Share Net Asset Value is $9.01 per share. [read post]
6 Apr 2021, 10:58 am by The White Law Group
., a publicly registered non-traded REIT that invests in hotel properties, has disclosed in a filing with the Securities and Exchange Commission that the regulator is conducting an inquiry into the reimbursement of certain expenses to its advisor, Legendary Capital REIT III LLC, as well as its disclosure of reimbursement policies and procedures, according to an article in the DI Wire today. [read post]
11 Dec 2023, 5:39 pm by Cari Rincker
Other types of business entities such as limited liability companies (LLCs) and partnerships do not issue stock. [read post]
15 May 2020, 9:05 am by Renae Lloyd
Mackenzie Realty Capital, Inc. is an externally managed non-diversified company that has elected to be treated as a business development company (BDC). [read post]