Search for: "Diversified Trading Company, LLC"
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20 Aug 2009, 11:24 am
Based on those legal duties and obligations, brokers and their firms are required to diversify rather than concentrate most investors' portfolios. [read post]
22 Mar 2023, 12:52 pm
Most banks have a diversified deposit based oil companies, real estate, professional services, this was sort of a one trick pony, this SVB. [read post]
2 Aug 2023, 11:54 am
It is responsible for overseeing the activities of brokerage firms, and for enforcing rules and regulations related to the trading of securities. [read post]
11 Aug 2023, 12:49 pm
It is responsible for overseeing the activities of brokerage firms, and for enforcing rules and regulations related to the trading of securities. [read post]
3 Nov 2009, 1:59 am
. **** November 2 Sponsor: University of Oregon Lundquist College of Business Securities Analysis Center Event: Portland Alternative Investment Association - Educational Event Location: Portland, OR November 3 - November 5 Sponsors: Battea - Class Action Services, LLC, Citco Banking Services, Custom House Fund Management, DGAM (Diversified Global Asset Management), FinAnalytica, Fractal Advisors, Gottex Solutions Services, Riskdata, SJ Berwin, Sungard… [read post]
17 Oct 2023, 2:39 am
The company reportedly explained that there has been a significant increase in interest rates and insurance. [read post]
27 Feb 2012, 1:16 pm
Unregistered Securities Acquired in Secondary Markets: As many high-profile companies have elected to remain private, secondary trading markets have emerged for their securities. [read post]
27 Feb 2012, 1:16 pm
Unregistered Securities Acquired in Secondary Markets: As many high-profile companies have elected to remain private, secondary trading markets have emerged for their securities. [read post]
26 Oct 2023, 12:50 pm
Diversify Your Portfolio: Diversifying your investments across different asset classes and industries is a preventative measure as well. [read post]
28 Jan 2009, 9:40 am
Bayou Group LLC. [read post]
22 Feb 2023, 1:07 pm
(In one recurrent example, one major funder has a habit of acquiring patents from companies in bankruptcy and then naming the wholly controlled LLC subsidiaries after the original company, at least suggesting to any jury a connection that no longer exists.) [read post]
7 Apr 2022, 3:17 pm
The public comments available include a wide range of stakeholders, from individuals to consumer associations or trade associations. . . . [read post]
20 Nov 2015, 8:00 am
Tier 2 issuers must file current, semiannual, and annual reports that are less burdensome than (but analogous to) Exchange Act reports for public companies. [read post]
20 Nov 2015, 8:00 am
Tier 2 issuers must file current, semiannual, and annual reports that are less burdensome than (but analogous to) Exchange Act reports for public companies. [read post]
25 Aug 2008, 3:54 pm
(USA) LLC, 517 F.3d 454 (7th Cir. 2008) (pdf) The latest failed effort is found in a decision authored by Judge Diane P. [read post]
21 Nov 2016, 11:33 am
Nor are the shares usually listed on a securities exchange like exchange-traded funds (ETFs). [read post]
28 Jun 2012, 9:42 am
These potential conflicts may leave an investor overinvested in an area that pays the broker higher commissions as opposed to a diversified portfolio representing a broad array of investments. [read post]
21 Oct 2006, 12:50 pm
National Structured Settlements Trade Association (NSSTA) diverts you to FDR Resources, factoring company. [read post]
21 Oct 2009, 2:00 am
Insider-Trading Case a Wake-Up Call for Some Companies, Say Defense Lawyers
The American Lawyer
The insider-trading charges announced by federal prosecutors against five top executives and hedge fund billionaire Raj Rajaratnam on Friday may mark a turning point for regulators in the post-Madoff era and are sure to affect how attorneys advise their corporate clients, say white-collar defense lawyers. [read post]
11 Nov 2019, 1:32 pm
Morgan Securities LLC acted as financial advisor to Carbonite, and Skadden, Arps, Slate, Meagher & Flom LLP acted as legal advisor. [read post]
