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5 Feb 2014, 3:26 pm
The circumstances are set out fully in a Fifth Witness Statement of Stephen Dodd dated 5th April 2013, a Second Witness Statement of Thomas Core dated 5th April 2013 and two witness statements of the claimant's solicitor Ralph Cox of the firm Fasken Martineau. [read post]
9 Nov 2007, 6:45 am
Democratic Lawmakers Urge SEC to Allow Access A group of nine Democratic senators, led by Christopher Dodd of Connecticut, chairman of the Senate Committee on Banking, Housing, and Urban Affairs, have urged Cox not to curtail the right of investors to file access proposals while the commission debates the issue. [read post]
29 Jul 2010, 5:00 am by J Robert Brown Jr.
Moreover, the case is awfully close to Crown Emak Partners v. [read post]
28 Jan 2011, 5:00 am by J Robert Brown Jr.
  Had issuers supported the proposal by the Cox Commission, it is likely that Mary Schapiro's Commission would not have proposed an access rule, Dodd-Frank would not have given access authority to the Commission, and shareholders would not now be singularly focused on the issue. [read post]
27 Nov 2017, 10:44 am by Marty Lederman
  See, e.g., Ex parte Hennen, 38 U.S. (13 Pet.) 230, 259-60 (1839); accord PCAOB v. [read post]
6 Jan 2012, 10:08 pm by Gordon Smith
Cox for a similar claim in a federal district court in Ohio). [read post]
4 Nov 2010, 4:49 am by Broc Romanek
Dodd-Frank: SEC Proposes New Whistleblower Bounty Program Yesterday, at an open Commission meeting, to propose a new whistleblower program as required by Dodd-Frank. [read post]
6 Jan 2012, 10:08 pm by Gordon Smith
Cox for a similar claim in a federal district court in Ohio). [read post]
21 Oct 2011, 7:29 am
" It is seemingly defined as Supreme Court Justice Potter Stewart said of pornography, "I know it when I see it" in Jacobellis v. [read post]