Search for: "Dodd v. State" Results 181 - 200 of 1,127
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
1 Apr 2016, 6:04 pm by John Jascob
Vanguard is fighting his retaliation suit because, among other reasons, he did not report misconduct to the SEC, but the agency maintains that such external reporting is not a prerequisite to a Dodd-Frank claim (Danon v. [read post]
16 Aug 2021, 5:00 am by John Jascob
The district court concluded that the employee was not a whistleblower under the Dodd-Frank Act and thus did not state a claim for retaliation. [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
Judge Atlas found that the language of the Dodd-Frank Anti-Retaliation Provision is silent about its extraterritorial applicability and held that there is a “presumption that the Provision does not govern conduct outside the United States. [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
Judge Atlas found that the language of the Dodd-Frank Anti-Retaliation Provision is silent about its extraterritorial applicability and held that there is a “presumption that the Provision does not govern conduct outside the United States. [read post]
8 Nov 2009, 1:43 pm by Luke Gilman
It’s cited in Douglas Baird’s chapter in Intellectual Property Stories on International News Service v. [read post]
7 Dec 2013, 10:32 am by James Hamilton
In remarksat recent E.U. conference, he noted that the legal basis for deriving implied powers from the penumbra of other express powers is best seen in the opinion of Justice Douglas in Griswold v. [read post]
24 May 2019, 9:49 am by Astarita
Somers stating that the Dodd-Frank anti-retaliation provisions only extend to those persons who provide information relating to a violation of the securities laws to the SEC. [read post]
27 Oct 2011, 11:34 am by James Hamilton
The Supreme Court effectively replaced the conduct and effects test with a transactional test and imposed a bright line rule on the cross-border availability of Rule 10b-5.In Morrison v. [read post]
11 Nov 2009, 3:52 am
On Tuesday, November 10, 2009, the Senate Banking Committee, chaired by Senator Christopher Dodd (D-CT), released a first draft for discussion of the American Financial Stability Act of 2009 (the “Act”). [read post]
27 Jan 2011, 8:00 am by J Robert Brown Jr.
  In this context, the SEC did an extensive analysis of the pros and cons of access v. private ordering. [read post]
15 Nov 2013, 9:00 am by Ellen D. Marcus
You can find the opinion in Stacy v. [read post]
28 Oct 2013, 9:29 am by Lindsay Griffiths
Siemens A.G., which is consistent with an earlier decision in Texas this year, stating that the Dodd-Frank whistleblower anti-retaliation provision does not apply extraterritorially. [read post]