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29 Jun 2020, 4:42 pm by John Jascob
The court’s decision comes just days before the rule’s June 30 compliance date (XY Planning Network, LLC v. [read post]
29 Oct 2013, 6:50 am by Joy Waltemath
Although the court found that the employee stated a claim for retaliation, it denied his claim for damages. [read post]
20 Aug 2012, 6:00 am by Dan Ernst
This conventional wisdom springs from a long-standing legal tradition, originating with McCulloch v. [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
Judge Atlas found that the language of the Dodd-Frank Anti-Retaliation Provision is silent about its extraterritorial applicability and held that there is a “presumption that the Provision does not govern conduct outside the United States. [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
Judge Atlas found that the language of the Dodd-Frank Anti-Retaliation Provision is silent about its extraterritorial applicability and held that there is a “presumption that the Provision does not govern conduct outside the United States. [read post]
8 Nov 2009, 1:43 pm by Luke Gilman
It’s cited in Douglas Baird’s chapter in Intellectual Property Stories on International News Service v. [read post]
16 Aug 2021, 5:00 am by John Jascob
The district court concluded that the employee was not a whistleblower under the Dodd-Frank Act and thus did not state a claim for retaliation. [read post]
1 Apr 2016, 6:04 pm by John Jascob
Vanguard is fighting his retaliation suit because, among other reasons, he did not report misconduct to the SEC, but the agency maintains that such external reporting is not a prerequisite to a Dodd-Frank claim (Danon v. [read post]
7 Dec 2013, 10:32 am by James Hamilton
In remarksat recent E.U. conference, he noted that the legal basis for deriving implied powers from the penumbra of other express powers is best seen in the opinion of Justice Douglas in Griswold v. [read post]
24 May 2019, 9:49 am by Astarita
Somers stating that the Dodd-Frank anti-retaliation provisions only extend to those persons who provide information relating to a violation of the securities laws to the SEC. [read post]
27 Oct 2011, 11:34 am by James Hamilton
The Supreme Court effectively replaced the conduct and effects test with a transactional test and imposed a bright line rule on the cross-border availability of Rule 10b-5.In Morrison v. [read post]