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13 Nov 2015, 3:57 pm by John Jascob
But a two-judge majority upon panel rehearing in the conflict minerals case hewed closely to its earlier opinion, although it offered a second basis for its decision in order to account for the AMI case.As a result, the SEC’s rule and the Dodd-Frank Act provision are unconstitutional to the extent they require regulated entities to report to the Commission and to state on their website that any of their products have “not been found to be ‘DRC conflict free. [read post]
29 Oct 2014, 5:00 am
’  DoDDirective (DoDD) 5525.5 Enclosure 4 E4.3 (Jan. 15, 1986). [read post]
28 Sep 2020, 1:26 pm by Sheila R. Carroll
Four key takeaways from the Supreme Court's decision in Digital Realty Trust, Inc. v. [read post]
21 Jul 2011, 7:32 pm by My name
Another key concern is Dodd-Frank’s lowering of “swipe fees” for debit card transactions. [read post]
25 Feb 2010, 11:20 am by Cathy Reno
Heller applies to the states. [read post]
22 Feb 2013, 8:05 am by Michael Fox
But it may be the modern way, Dodd-Frank has been accused of having a similar impact. [read post]
12 Mar 2019, 1:20 pm by Arina Shulga
  So, while the conduct-and effects test brought back by the Dodd-Frank Act will be used in governmental actions, as stated here, private actions under the antifraud provisions will continue to be governed by the Morrison test. [read post]
2 Sep 2022, 6:30 am
FEC, Disclosure, Political spending, State law, Taxation SEC Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers Posted by W. [read post]