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7 Apr 2015, 2:13 pm
See, Scott James Preston, Whistleblowing in Intercollegate Athletics, University Business, March 28, 2012, (discussing Glenn Hedden v. [read post]
30 Dec 2010, 5:51 pm
However, per Wayne State University Law School Peter Henning, in BNA Securities Daily, Dodd-Frank’s provision may not carry much weight if a ratings agency’s First Amendment rights are widely interpreted. [read post]
4 Jun 2011, 7:33 am by Joe Wallin
The SEC has proposed new regulations to implement the “bad boy” provisions of the Dodd-Frank Act. [read post]
24 Jan 2023, 5:00 am by Unknown
” But the whistleblower’s cert petition argues that Sarbanes-Oxley shifts the burden to the employer to prove a lack of retaliatory intent as an affirmative defense (Murray v. [read post]
3 Jan 2012, 6:38 am by Keith Paul Bishop
As discussed in this earlier post, the Commissioner has also proposed amendments to Rule 260.204.9 that would implement a longer lasting response to the realignment of state and federal authority over investment advisers as a result of the Dodd-Frank Act. [read post]
29 Nov 2017, 5:00 am by John Jascob
The statute also stated that the employer was not liable if the employee had a preexisting injury. [read post]
12 Jul 2016, 6:41 am by Mark Astarita
Securities and Exchange CommissionThe reappointed members of the Committee are:Stephen Holmes, General Partner Emeritus, InterWest PartnersBarbara Roper, Director of Investor Protection, Consumer Federation of AmericaKurt Schacht, Managing Director, CFA InstituteAnne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement SystemDamon Silvers, Director of Policy and Special Counsel, AFL-CIOThe new and reappointed members will… [read post]
26 Sep 2011, 6:13 am
 Likewise, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. [read post]
19 Aug 2012, 11:55 am by Rick Hills
The OCC issued rules last summer to implement the Dodd-Frank Act's elaborate rules for preempting state "consumer financial law," but, to the irritation of the Department of the Treasury, the OCC's rules essentially re-stated their old 2004 rules essentially preempting all state laws directly focused on deposit-taking or lending. [read post]
26 Feb 2018, 4:32 am by Edith Roberts
For The Washington Post, Ellen Nakashima reports that the Supreme Court’s decision in United States v. [read post]
9 Apr 2012, 4:00 am by Terry Hart
On Thursday, the Second Circuit Court of Appeals decided Viacom v. [read post]