Search for: "Dodd v. State"
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21 Dec 2022, 6:03 am
Title V of Division AA of the FY23 appropriations bill would provide for a registration exemption for small business mergers and acquisitions brokers by amending Exchange Act Section 15(b) to add a new subsection (13). [read post]
27 Nov 2022, 3:06 pm
” In Community Financial Services v. [read post]
18 Nov 2022, 11:31 am
Vorley v. [read post]
15 Nov 2022, 3:19 pm
Circuit’s decision in PHH Corporation v. [read post]
14 Nov 2022, 11:14 am
Dodd that Mr. [read post]
3 Nov 2022, 12:30 pm
In a landmark 2018 decision, Epic Systems, Inc. v. [read post]
27 Oct 2022, 1:24 pm
Congress is capable of overseeing the Bureau’s spending, including because of provisions in Dodd-Frank that ensure its ability to supervise, such as provisions requiring the Bureau to provide regular audits and reports to Congress.The Fifth Circuit’s holding finds no support in the Dodd-Frank provision that states funds transferred to the Bureau “shall not be construed to be Government funds or appropriated monies. [read post]
25 Oct 2022, 9:20 am
A three-judge panel of the United States Fifth Circuit Court of Appeals held that the CFPB’s funding structure is unconstitutional. [read post]
A new dark cloud descends: Fifth Circuit panel rules that CFPB funding mechanism is unconstitutional
20 Oct 2022, 11:46 am
The ruling was issued in Community Financial Services Association of America, Limited v. [read post]
19 Oct 2022, 4:43 am
In the recent Dodd decision, the Court expressly rejected abortion as one of those rights. [read post]
30 Sep 2022, 9:00 am
For good measure, the complaint throws in a reference to the Supreme Court’s recent ruling in West Virginia v. [read post]
25 Sep 2022, 12:23 am
Schwartz, Sabastian V. [read post]
22 Sep 2022, 12:44 pm
The case, filed in the United States Bankruptcy Court for the Middle District of Louisiana as In re Falcon V, L.L.C., concerned a $10.5 million surety agreement between the Debtor, Falcon V, L.L.C., and Argonaut Insurance Company (“Argonaut”). [read post]
19 Sep 2022, 1:34 pm
On May 9, 2022, a Fifth Circuit panel heard oral argument in Community Financial Services Association v. [read post]
8 Sep 2022, 3:34 pm
The Final Rules state that the Pay Versus Performance Disclosure will not be deemed to be incorporated by reference into any filing under either the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Exchange Act”) except to the extent that the issuer affirmatively does incorporate it by reference. [read post]
2 Sep 2022, 6:30 am
FEC, Disclosure, Political spending, State law, Taxation SEC Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers Posted by W. [read post]
29 Aug 2022, 8:43 am
Recently, a federal appeals court held in Murray v. [read post]
21 Aug 2022, 9:03 pm
In Tilton v. [read post]
13 Aug 2022, 3:13 pm
” Manson v. [read post]
12 Aug 2022, 6:51 am
Katz, and Sabastian V. [read post]
