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22 Sep 2015, 8:28 am by Joy Waltemath
Congress expressly stated that SOX and Dodd-Frank supplement existing remedies, so they could not bar the CFO from proceeding (Becker v Community Health Systems, Inc., September 17, 2015, Johnson, J.). [read post]
14 Oct 2011, 2:00 am by Kara OBrien
The release also states that both the statutory provision and the proposed rule would apply both to ABS that are sold in registered offerings and those that are sold in exempt transactions. [read post]
8 Dec 2014, 9:17 am by Alan S. Kaplinsky and Mark J. Levin
  AFSA also notes the authority of state AGs to bring civil actions to enforce Dodd-Frank’s UDAAP prohibition. [read post]
16 Jul 2014, 4:35 pm by Sabrina I. Pacifici
 111-203, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), is authority to issue regulations and take enforcement actions under the two major federal statutes that specify conditions under which customer financial information may be shared by financial institutions: Title V of the Gramm-Leach-Bliley Act of 1999 (GLBA, P.L. 106-102) and the Fair Credit Reporting Act (FCRA). [read post]
29 Jun 2020, 4:42 pm by John Jascob
The court’s decision comes just days before the rule’s June 30 compliance date (XY Planning Network, LLC v. [read post]
29 Oct 2013, 6:50 am by Joy Waltemath
Although the court found that the employee stated a claim for retaliation, it denied his claim for damages. [read post]