Search for: "Dodd v. State" Results 161 - 180 of 1,116
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
8 Nov 2019, 7:22 am by skelly
‎[1] In 2011, Congress enacted the Nonadmitted and Reinsurance Reform Act as part of the Dodd Frank Act, revolutionizing the nonadmitted insurance space by creating a more simplified and efficient state insurance tax and regulatory system. [read post]
5 Nov 2019, 7:07 am by John Jascob
It notes that the Kraft matter was the first litigated case brought by the CFTC under Section 6(c)(1) of the Commodity Exchange Act (CEA), as amended by the Dodd-Frank Act and implementing Commission Rule 180.1.   The Kraft case took on heightened importance following the CFTC’s loss in another market manipulation case, CFTC v. [read post]
8 Oct 2019, 4:51 am by John Jascob
SEC (18-1566): Whether Dodd-Frank Act Section 929P(b)’s jurisdictional amendments conferred substantive extraterritorial reach upon Sections 10(b) and 17(a) in SEC enforcement actions and in federal criminal prosecutions.Liu v. [read post]
26 Sep 2019, 8:35 am by Astarita
”Executive Director of the National Whistleblower Center, John Kostyack, stated: “The National Whistleblower Center applauds the four Senators for introducing S.2529. [read post]
19 Sep 2019, 10:36 am by Alan S. Kaplinsky
The Fifth Circuit heard oral argument in March 2019 and last week directed the parties to file letter briefs regarding what action the Fifth Circuit panel should take in light of the en banc Fifth Circuit’s decision in Collins v. [read post]
18 Sep 2019, 10:16 am by Adam Levitin
The class action suits argue that under the 2d Circuit's Madden v. [read post]
18 Sep 2019, 3:54 am by Edith Roberts
At National Review’s Bench Memos blog, Kristen Waggoner urges the court to review Arlene’s Flowers v. [read post]
13 Sep 2019, 6:42 am by John Jascob
Regulation BI was adopted in June 2019, became effective September 10, 2019, and firms will be required to begin complying with the rule by June 30, 2020 (XY Planning Network, LLC v. [read post]
22 Jul 2019, 2:00 pm by Doug Cornelius
Title V creates a whole new disclosure regime for private funds. [read post]