Search for: "Dodd v. United States" Results 181 - 200 of 500
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1 May 2017, 4:15 pm by Kevin LaCroix
A split on this issue has developed within the federal circuit courts and now the United States Supreme Court may have the opportunity to address the question. [read post]
17 Apr 2017, 1:26 pm
In the United States, shareholder primacy continues to define the legal standard.[15] “While many deplored the disconnect between corporate power and social need, and CSR . . . became a more frequent discussion topic in corporate and academic circles, not many corporations acted meaningfully in pursuing CSR. [read post]
29 Mar 2017, 5:09 am by SHG
Marginal income tax rates in the mid-1980s were 70 percent on so-called unearned income, plus a few more percent tacked on by the states. [read post]
16 Mar 2017, 6:00 am by Ernest Badway
The United States Court of Appeals for the District of Columbia recently decided that the SEC did not have the power to impose collateral bars on conduct pre-July 2010. [read post]
13 Mar 2017, 1:20 pm by Barbara S. Mishkin
  The order also indicates that the oral argument in Lucia v. [read post]
6 Mar 2017, 4:26 pm by Kevin LaCroix
  Just weeks after the Supreme Court issued its decision in Morrison, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”),  which included a provision (Section 929P) stating that federal courts shall have jurisdiction of an action or proceeding brought or instituted by the SEC or DOJ alleging a violation of the antifraud provisions of the Exchange Act involving “(1) conduct within the United… [read post]
3 Mar 2017, 9:43 am by Jason Kaufman
Energy United States, LLC, that an employee who only reports a suspected violation internally is not a protected whistleblower for the purposes of Dodd-Frank’s anti-relation provision. [read post]
3 Mar 2017, 9:43 am by Jason Kaufman
Energy United States, LLC, that an employee who only reports a suspected violation internally is not a protected whistleblower for the purposes of Dodd-Frank’s anti-relation provision. [read post]
3 Mar 2017, 7:01 am by Jason M. Cover
”  With this in mind, the NAFCU pressed Secretary Mnuchin to utilize consultations with the heads of the agencies of the FSOC—as required by President Trump’s “Executive Order on Core Principles for Regulating the United States Financial System” prior to the issuance of a 120-day report—to work closely with the NCUA to “uncover practical approaches to remedying Dodd-Franks’ regulatory misalignment. [read post]
25 Jan 2017, 5:24 am
Securities and Exchange Commission, Respondent, the United States Court of Appeals for the District of Columbia Circuit admonished the Securities and Exchange Commission that the federal regulator's imposition of a collateral bar for pre-Dodd Frank misconduct was an impermissible retroactive sanction. [read post]
6 Jan 2017, 5:50 am by Justin S. Daniel
” China, home to the world’s largest ivory market, reportedly announced that the country will ban all ivory sales by the end of 2017, a move welcomed by wildlife advocates and which comes after the United States ended its ivory trade in July. [read post]
4 Jan 2017, 3:55 pm by nedaj
Advisers registered in other states should consult with legal counsel about those states’ custody requirements. [read post]
3 Jan 2017, 2:06 pm by Ronald Mann
In the United States, merchants have challenged the fees in a seemingly endless series of antitrust cases, one of which (Visa v. [read post]