Search for: "Dodd v. United States"
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2 Apr 2011, 6:16 pm
Bayview Financial, filed in the United States District Court for the Southern District of Florida, and Gifaldi v. [read post]
5 Jun 2014, 4:36 am
Just in time for the SEC’s 80th birthday (tomorrow is 80 years since the ’34 Act was signed into law), comes this news from Paul Weiss (we will be posting memos in our “SEC Enforcement” Practice Area): Yesterday, the United States Court of Appeals for the Second Circuit issued a significant decision in SEC v. [read post]
18 Jun 2013, 9:34 am
Lubin, 122 F. 240 (1903).See Mazer v. [read post]
25 Nov 2014, 12:31 pm
In an interesting and uncommon intersection between securities law, curbing human rights abuses and freedom of speech under the First Amendment, the United States Court of Appeals for the District of Columbia recently agreed to re-consider whether the SEC can require companies to disclose whether their products contain “conflict minerals. [read post]
25 Feb 2010, 11:20 am
The controversial Citizens United v. [read post]
29 Jun 2010, 9:41 pm
—The district courts of the United States and the United States courts of any Territory shall have jurisdiction of an action or proceeding brought or instituted by the Commission or the United States alleging a violation of section 17(a) involving— ‘‘(1) conduct within the United States that constitutes significant steps in furtherance of the violation, even if the securities transaction occurs outside… [read post]
3 Aug 2017, 7:51 am
United States, 520 U.S. 651, 657, 117 S.Ct. 1573, 137 L.Ed.2d 917 (1997) (‘Ordinarily, where a specific provision conflicts with a general one, the specific governs. [read post]
22 Apr 2011, 9:31 am
MORRISON V. [read post]
11 Oct 2007, 9:42 am
Clement, Solicitor General for the Unites States Department of Justice filed an Amicus Brief on behalf of big business. [read post]
24 Jan 2018, 5:00 am
As Lynn explained, tippees essentially inherit the duties of insiders from whom they receive MNPI, and have the same potential liability as insiders.The decision resolved a circuit split arising from United States v. [read post]
25 Feb 2020, 6:20 am
The congressional commission that investigated the 2008 financial crisis concluded that the United States’ consumer-protection system was “too fragmented to be effective. [read post]
9 Dec 2013, 3:27 am
Schatz's profile stated that he `would like to find a nice boy to chill with. [read post]
26 Jan 2016, 7:08 pm
Less than a decade after GLBA, the United States suffered its worst financial crisis since the Great Depression. [read post]
29 Oct 2014, 5:00 am
’ DoDDirective (DoDD) 5525.5 Enclosure 4 E4.3 (Jan. 15, 1986). [read post]
28 Sep 2020, 1:26 pm
The agencies included are the Attorney General of the United States, an appropriate regulatory authority, a self-regulatory organization, or a state attorney general in a criminal case3. [read post]
23 Feb 2018, 4:07 am
For USA Today, Richard Wolf reports that United States v. [read post]
3 Feb 2018, 8:45 am
§5481(12).[6]Humphrey’s Executor v United States , 295 U.S. 602.This is an example of the material posted on NYPPL. [read post]
1 Apr 2013, 12:19 pm
Renaissance Rental Partners, LLC, No. 12-2213-CV, is pending before the United States Court of Appeals for the Second Circuit and concerns the sale of high rise condominium units in New York. [read post]
10 Jun 2011, 11:47 am
For those employers that might wish to consider ADR, the Supreme Court of the United States has issued a series of decisions in five major cases, providing a road map. [read post]
7 Oct 2014, 9:07 am
As we recently discussed, in Liu, the United States Court of Appeals for the Second Circuit followed Morrison v. [read post]
