Search for: "Doe v. Securities and Exchange Commission"
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28 Jun 2018, 6:00 am
In Lucia v Securities and Exchange Commission, the U.S. [read post]
15 Oct 2018, 7:12 am
Sources: SEC Stops Fraudulent ICO That Falsely Claimed SEC Approval Securities and Exchange Commission v. [read post]
6 Aug 2012, 5:00 am
Section 12(g) requires any corporation with 500 or more shareholders of record and more than $10 million in assets to register with the Securities and Exchange Commission (“SEC”). [read post]
15 Jun 2010, 3:52 pm
In Securities & Exchange Commission v. [read post]
5 Jan 2023, 6:17 pm
The Exchange Act voids “[a]ny condition, stipulation, or provision binding any person acquiring any security to waive compliance with any provision of this title. [read post]
25 Feb 2011, 8:00 am
In Securities and Exchange Commission v. [read post]
7 Jul 2010, 11:10 am
The Securities and Exchange Commission is now investigatin [read post]
3 Nov 2023, 11:14 am
In Securities & Exchange Commission v. [read post]
17 Oct 2019, 8:18 am
Hungar replied that the fact that the Commission thinks there is a question does not allow it to issue rules that threaten harm to the markets it is supposed to protect. [read post]
11th Cir. Holds Failure to File Proof of Claim in Receivership Does Not Extinguish Security Interest
17 Apr 2017, 8:42 am
A copy of the opinion in Securities and Exchange Commission v. [read post]
13 Oct 2023, 12:44 pm
Perhaps most interestingly, the ALJ in Intuit held that the FTC’s authority as to where it can bring suit does not violate the non-delegation doctrine because: In making choices about whether and how to enforce the laws it is charged by Congress with enforcing, the Commission does not exercise legislative power; instead, it exercises enforcement discretion – a traditional executive power. [read post]
1 Nov 2022, 8:38 am
(Securities and Exchange Commission). [read post]
5 May 2022, 12:15 am
Securities and Exchange Commission, S. [read post]
10 Jan 2024, 9:01 pm
Securities and Exchange Commission. [read post]
18 Jun 2012, 7:00 am
In Securities & Exchange Commission v. [read post]
18 Jun 2012, 7:00 am
In Securities & Exchange Commission v. [read post]
22 Jun 2020, 9:42 am
The US Supreme Court ruled 8-1 Monday that the Securities and Exchange Commission may seek disgorgement awards in securities fraud cases. [read post]
20 Feb 2020, 9:00 am
It is also possible that a given commodity may qualify as a security at certain points in time and not others.Whether a digital asset is subject to the securities laws does not depend on whether the asset is a commodity, but rather whether the asset is a security within the meaning of the Securities Act, the CFTC writes, citing SEC v. [read post]
9 Apr 2019, 8:17 am
Facts: This case (Securities and Exchange Commission v. [read post]
23 Aug 2010, 5:48 am
Securities & Exchange Commission, No. 09-1042 (D.C. [read post]
