Search for: "Downing et al. v. Securities and Exchange Commission et al" Results 1 - 20 of 88
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12 Feb 2010, 10:17 am
Congress recognized private securities litigation as andquot;an indispensable tool with which defrauded investors can recover their losses without having to rely upon government actionand#39; and consequently, such lawsuits and#39;promote public and global confidence in our capital markets and help to deter wrongdoing and guarantee that corporate officers, auditors, directors, lawyers and others properlyandnbsp;andnbsp;perform their jobs.andquot; The Securities and… [read post]
17 Aug 2023, 1:02 pm by Matt Miller
Securities and Exchange Commission (SEC) has proposed a set of new rules intended to create a consistent, comparable, and reliable source of information regarding climate change impacts and sustainability efforts to inform and protect investors while facilitating further innovation in this evolving area. [read post]
5 May 2014, 6:34 am by Doug Cornelius
The Securities and Exchange Commission shut down another one of these scams. [read post]
26 Mar 2010, 4:28 pm by Lyle Denniston
At about 11 a.m. on Monday, the Supreme Court will hear one hour of oral argument in Morrison, et al., v. [read post]
31 Oct 2022, 7:56 am by OTy9gYz
Diana Al-Hadid Justice Nock ruled that the agreement between Boesky and Al-Hadid “did not evince an intent to create joint ownership in defendant’s work,” and thus the Gallery has no claim to ownership.[10] The agreement only created a consignment through which the Gallery would sell the sculptures for Al-Hadid in exchange for one-third of the sales proceeds. [read post]
3 Dec 2009, 2:35 pm
The Supreme Court will hear oral argument at 10 a.m. next Monday in Free Enterprise Fund, et al., v. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
7 Feb 2018, 2:09 pm by Gustav L. Schmidt
The Howey test, named after the case in which the test was first applied, Securities and Exchange Commission v. [read post]
6 May 2010, 7:38 am by Charles Kotuby
The second pending case is Morrison, et al., v. [read post]
1 Mar 2018, 1:06 pm by William Ford
Robert Loeb and Sarah Grant argued that the decision of the Eastern District of Virginia in Al Shimari, et. al. v. [read post]
6 Aug 2012, 1:41 pm by admin
Securities and Exchange Commission through a series of undisclosed and disguised related-party transactions and insider trading that generated proceeds exceeding $50 million. [read post]
15 Jan 2014, 12:11 am by Kevin LaCroix
 However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
24 Jun 2010, 2:43 pm by Lyle Denniston
” The case is Morrison, et al., v. [read post]
With the United States Court of Appeals for the District of Columbia Circuit having struck down Rule 14a-11 in Business Roundtable et al v. [read post]