Search for: "Downing et al. v. Securities and Exchange Commission et al"
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16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
19 May 2022, 12:10 pm
Jarkesy, Jr., et al. v. [read post]
10 Feb 2021, 10:55 am
In Chong et. al. v. [read post]
7 Aug 2007, 11:03 am
Chandler, et al. v. [read post]
11 May 2016, 7:40 pm
Securities and Exchange Commission v. [read post]
4 Jun 2012, 7:53 pm
Connecticut Retirement Plans and Trust FundsDocket: 11-1085Issue(s): (1) Whether, in a misrepresentation case under Securities and Exchange Commission Rule 10b-5, the district court must require proof of materiality before certifying a plaintiff class based on the fraud-on-the-market theory; and (2) whether, in such a case, the district court must allow the defendant to present evidence rebutting the applicability of the fraud-on-the-market theory before certifying a… [read post]
10 Oct 2009, 2:36 pm
Guttenberg, et al., C.A. [read post]
23 Jul 2018, 1:02 pm
McDonnell et al., 1:18-cv-00361 (E.D.N.Y. [read post]
31 Aug 2020, 3:00 pm
For example, in the 2015 case Harris v. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
29 Oct 2007, 9:41 pm
Board of Trade of the City of New York, et al. [read post]
8 Aug 2011, 2:00 am
In this memo, Practice Center Contributor Stan Keller discusses what might happen now: With the United States Court of Appeals for the District of Columbia Circuit having struck down Rule 14a-11 in Business Roundtable et al v. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
9 Nov 2014, 6:46 pm
The Commission is a body created under the Sentencing Reform Act of 1984 (Act), as amended, 18 U.S.C. 3551 et seq. (1982 ed., Supp. [read post]
1 Nov 2009, 8:58 pm
” [33] However, due to the fact that the Tribune Company filed separately from the Chicago Cubs organization, the team should be clear from such action. [34] V. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
