Search for: "Downing et al. v. Securities and Exchange Commission et al" Results 21 - 40 of 87
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16 Mar 2020, 1:54 pm by Kevin LaCroix
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
30 Sep 2019, 12:44 pm by Kevin LaCroix
  Working on a “handshake” agreement for commissions, Ms. [read post]
24 Jan 2019, 2:36 pm by Kevin LaCroix
Securities and Exchange Commission (SEC). [read post]
Blockvest LLC et al., case number 3:18-cv-02287, denied the SEC’s Motion for Preliminary Injunction to enjoin Blockvest’s ICO on the SEC’s claim that Blockvest’s pre-ICO capital raising was a securities law violation. [read post]
23 Apr 2018, 1:20 am by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
1 Mar 2018, 1:06 pm by William Ford
Robert Loeb and Sarah Grant argued that the decision of the Eastern District of Virginia in Al Shimari, et. al. v. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
12 Feb 2018, 5:00 am by Barry Sookman
Last week Fairplay Canada filed an application with the Canadian Radio-television and Telecommunications Commission (CRTC), asking for a new tool to help Canadian creators to combat online theft of their content by illegal piracy websites. [read post]
7 Feb 2018, 2:09 pm by Gustav L. Schmidt
The Howey test, named after the case in which the test was first applied, Securities and Exchange Commission v. [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]