Search for: "Duke Power Company v. Clayton" Results 1 - 7 of 7
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29 Jan 2018, 11:28 pm by Kevin LaCroix
Some 40 or so years later, Chairman Clayton’s regeneration of Judge Sporkin’s gatekeeper liability lays the regulatory foundation for a successful and vast SEC ICO assault, which will leave some ICO lawyers looking over their shoulders, and others perhaps dashing for cover. 1970s:  SEC v. [read post]
1 Feb 2011, 4:01 am by Maxwell Kennerly
As usual in class actions, the battleground was over Federal Rule of Civil Procedure 23(b) (23(b)(3), that is, rather than 23(b)(2), at issue in Dukes v. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
    Unfortunately, the SEC appears to have ignored that powerful lesson. [read post]
13 Sep 2019, 5:49 am
Morley (Yale Law School), on Tuesday, September 10, 2019 Tags: Arbitrage, Disclosure, Exchange-traded funds, Investment Company Act, SEC, Securities regulation, Transparency Proxy Plumbing Recommendation Posted by Anne Sheehan and John C. [read post]