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1 May 2018, 1:09 pm
The Board compared the claims to the dynamic-display electronic securities trading claims in Trading Technologies International, Inc. v. [read post]
30 Apr 2018, 2:00 am
The Board compared the claims to the dynamic-display electronic securities trading claims in Trading Technologies International, Inc. v. [read post]
15 Nov 2011, 5:00 am by Stephanie Figueroa
The 43rd Annual Securities Regulation Institute had a fantastic 3 day run, with an abundance of expert information being shared across the diverging fields within Securities Regulation. [read post]
23 Dec 2022, 6:30 am
Padilla, Diversification, Diversity, SB 826 Dynamic Disclosure: An Exposé on the Mythical Divide Between Voluntary and Mandatory ESG Disclosure Posted by Lisa M. [read post]
23 Dec 2022, 6:30 am
Padilla, Diversification, Diversity, SB 826 Dynamic Disclosure: An Exposé on the Mythical Divide Between Voluntary and Mandatory ESG Disclosure Posted by Lisa M. [read post]
26 Nov 2021, 5:38 am
Securities and Exchange Commission, on Friday, November 19, 2021 Tags: Glass Lewis, Institutional Investors, Institutional Shareholder Services Inc. [read post]
3 Feb 2015, 6:42 am by Adam Weinstein
As we previously reported, shares of mutual fund provider Virtus Investment Partners Inc. [read post]
10 Jun 2016, 6:15 am
Reassessing the Distinction Between Corporate and Securities Law Posted by James J. [read post]
30 Nov 2022, 2:13 pm by Kevin LaCroix
”[17]  The court disagreed, stating: “The efficient price is not set by an invisible hand that instantly reflects new information in a security’s price, but through the dynamic, high-volume exchange of a security over an appropriate window of time. [read post]
2 Sep 2022, 6:30 am
Elson (University of Delaware), on Tuesday, August 30, 2022 Tags: Accounting, Accounting standards, Audits, Banks, Boards of Directors, External auditors, Financial regulation, Internal auditors, PCAOB, Risk, Sarbanes–Oxley Act, Securities regulation The Economics of Corporate Governance Posted by Mathieu Pellerin (Dimensional Fund Advisors), on Tuesday, August 30, 2022 Tags: Agency model, Boards of… [read post]
3 Jun 2022, 6:31 am
Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Repricing Underwater Options Posted by Colin J. [read post]
3 Jun 2022, 6:31 am
Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Repricing Underwater Options Posted by Colin J. [read post]
1 Sep 2015, 9:53 am by David Jensen
  Generation of the cells is performed by Cellular Dynamics International, Inc., of Madison, Wisc. [read post]
4 May 2018, 6:01 am
Securities and Exchange Commission, on Friday, April 27, 2018 Tags: Capital formation, Capital markets, Disclosure, Equity offerings, IPOs, Private firms, SEC, Securities regulation, Small firms, Underpricing, Underwriting Which Antitakover Provisions Matter? [read post]
23 Jul 2012, 5:23 pm by admin
  In this regard, the Regulatory Impact Analysis Statement accompanying the National Security Review Regulations state that proposals to define “national security” were rejected “since national security threats are dynamic in nature and, therefore, constantly evolve” and because “future threats to national security cannot be predetermined [a definition could] limit the government’s flexibility to respond to future… [read post]
22 Feb 2019, 6:09 am
Region Posted by Brianna Ang, Equilar, Inc., on Saturday, February 16, 2019 Tags: Board composition, Boards of Directors, California, Diversity, ESG, Institutional Investors, ISS, Shareholder voting, State law Practical Lessons in Boardroom Leadership Posted by Joseph Mandato, DeNovo Ventures and William Devine, William Devine Esquire, on Saturday, February 16, 2019 Tags: Board dynamics, Board… [read post]