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10 Mar 2015, 7:29 am
Vest violated the supervision requirements of Section 15(b)(4)(E) of the Securities Exchange Act of 1934 as well as the customer protection rules found in Section 15(c)(3) of the Exchange Act and in Rule 15c3-3. [read post]
11 Mar 2015, 2:06 pm
Vest e-mail accounts, so long as investment-related communications were copied or forwarded to H.D. [read post]
1 May 2019, 12:00 pm
• H.D. [read post]
1 May 2019, 12:00 pm
• H.D. [read post]
12 Jun 2014, 4:00 am
Legal scholars may also wish to consider the decision in light of Canada’s proposed Bill C-31 which would remove “use” as a criterion for Trade-mark registration. [read post]
1 Sep 2011, 12:50 pm
Ajitkumar C. [read post]