Search for: "EGC Development"
Results 1 - 20
of 44
Sorted by Relevance
|
Sort by Date
House Panel Holds Hearings on Bills to Reduce Impediments to Capital Formation; Possible JOBS Act II
29 Oct 2013, 7:15 am
The M&A industry has worked with NASAA in developing the proposal that is contained in H.R. 2274. [read post]
17 Dec 2020, 1:20 pm
” Londes and Osidius, like the advertising agencies at issue in those cases, allegedly “knowingly participated in the creation, development, and propagation of the false advertising campaign,” and could accordingly be held liable as joint tortfeasors. [read post]
18 Feb 2013, 6:30 am
Using nine-month data from the final prospectuses of 53 EGCs that successfully completed underwritten IPOs with gross proceeds of at least $75 million between April 5, 2012, and December 15, 2012, below is a summary of a number of developing market practices for EGC IPOs and certain related interpretative guidance issued by the staff of the U.S. [read post]
25 Aug 2017, 6:35 am
The group urged the SEC to continue to explore ways to make the industry more accountable.Examine alternative markets for EGCs. [read post]
25 Aug 2020, 7:39 am
"Corporate structure; EGC elections. [read post]
25 Oct 2017, 5:00 am
Moreover, the communication of CAMs would not be required for investment companies that are not business development companies, nor would the CAMs requirement apply to employee savings plans. [read post]
21 Dec 2015, 12:17 pm
EGC Status Grace Period The FAST Act introduces a grace period for an issuer that began the IPO process as an EGC but loses EGC status before completion of the offering. [read post]
25 Feb 2022, 10:49 am
” The absence of specific causes for the dearth of research on small companies, thus, led the staff to recommend that the SEC further monitor developments and engage with global partners regarding the availability of research on small companies.Lack of data on some topics. [read post]
4 Oct 2019, 6:01 am
This new rule is a much-anticipated development that will level the playing field for issuers seeking to evaluate market interest prior to a registered public offering and represents an additional example of the SEC taking concerted action to encourage public capital formation. [read post]
13 Apr 2012, 8:50 am
The JOBS Act also relaxes the periodic reporting requirements for the EGCs. [read post]
10 Dec 2018, 12:00 am
SEC Chairman, Jay Clayton, is worried that main street investors are missing out on the growth part of development of emerging companies and is pushing for IPOs as a result. [read post]
9 Feb 2015, 11:18 pm
First, the proposed rules do not exempt emerging growth companies (EGCs) or smaller reporting companies (SRCs). [read post]
9 Feb 2015, 11:18 pm
First, the proposed rules do not exempt emerging growth companies (EGCs) or smaller reporting companies (SRCs). [read post]
6 Apr 2012, 5:00 am
It is this, even if you develop a completely new style that makes you one of the foremost experts in an area, you can still evolve. [read post]
1 Nov 2012, 9:46 pm
The industry standard that has developed is to wait 25 days after the offering to publish reports. [read post]
19 Sep 2014, 4:23 am
According to a recent Wall Street Journal article (here), the early results for EGC IPO companies have been impressive. [read post]
10 May 2012, 9:12 am
By contrast, business development companies (BDCs) may qualify as EGCs since BDCs invest in startup and emerging growth companies, and already must comply with disclosure requirements from which JOBS Act Title I provides exemptions. [read post]
25 Jul 2012, 10:00 am
The SEC has taken the following steps to enhance the implementation of Title I thus far: outlined procedures guiding EGCs through the draft registration submission process developed a secure e-mail process for confidential nonpublic submissions of IPO registration statements issued frequently asked questions regarding Title I Is relief from the “500-shareholder” rule available yet? [read post]
15 Jun 2012, 11:30 am
In the last month, there were a number of interesting developments in FCPA cases, with mixed results for prosecutors and defendants. [read post]
5 Apr 2012, 6:26 pm
What controls will issuers and underwriters develop to protect themselves from liability that might be associated with test the waters communications? [read post]
