Search for: "EGC Group" Results 1 - 20 of 36
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30 May 2012, 8:36 am by Mark S. Nelson
JOBS Act Title I contains scaled disclosure obligations for EGCs.In comments to Ares Commercial Real Estate Corporation and Fiesta Restaurant Group, the staff noted that each firm appeared to qualify for EGC status. [read post]
25 Aug 2017, 6:35 am by John Jascob
The group urged the SEC to continue to explore ways to make the industry more accountable.Examine alternative markets for EGCs. [read post]
29 Feb 2016, 6:01 am
The passage of the Jumpstart Our Business Startups Act in April 2012, which helped spur the initial public offering market, raised concerns among certain groups that new initial public offering (“IPO”) candidates would view certain of the accommodations available under the Act as a rationale to relax their governance practices and to rely on phase-in periods. [1] However, emerging growth companies, or EGCs, availing themselves of the JOBS Act’s Title I “IPO… [read post]
20 Feb 2019, 3:11 am by Broc Romanek
So now the NYSE & Nasdaq are on equal footing… Internal Controls: Some EGCs Might Get Their 404(b) Exemptions Extended Here’s the intro from this blog by Cooley’s Cydney Posner: A bipartisan group of senators has introduced a new bill, the ‘Fostering Innovation Act of 2019’ (S. 452), that would amend SOX to provide a temporary exemption from the auditor attestation requirements of Section 404(b) for low-revenue issuers, such as biotechs. [read post]
10 Apr 2013, 4:19 am by Broc Romanek
- EGCs are found across many industries, with technology companies representing the largest group of EGC IPO issuers. [read post]
10 Jul 2016, 7:01 am by Howard Friedman
 Community gates in Puerto Rico narrow the concept of community and of individual through decisions about group social worth and social threat, about who is redeemable and who is dispensable, about who is “good” and allowable, and about who is “bad” and made to “go away. [read post]
27 Sep 2019, 3:00 am by John Jenkins
Previously, only EGCs had been able to engage in this activity under applicable provisions of the JOBS Act. [read post]
20 Jan 2015, 7:27 am by David C. Scileppi
  Unfortunately, this innocuous bill was grouped with the Volker delay. [read post]
3 Apr 2012, 9:45 am by Laurent
Qualifying issuers may also choose to not be treated as EGCs, but once an issuer elects to be treated as an EGC, all provisions applicable to EGCs would become applicable to that issuer. [read post]
1 Mar 2023, 9:01 pm by renholding
In the “purpose” section preceding the proposed rule, Nasdaq expressly notes that the clawback rule applies to all listed companies, including FPIs, EGCs, SRCs, controlled companies and issuers of listed debt whose stock is not also listed, with limited exceptions. [read post]
29 Jun 2012, 4:50 am by Broc Romanek
Report: Views on Use of "Virtual Annual Meeting" Services Recently, Broadridge published a report - entitled "Guidelines for Protecting and Enhancing Online Shareholder Participation in Annual Meetings" - based on the views of a group it assembled to recommend "best practices" for electronic participation in shareholder meetings. [read post]
11 Oct 2017, 3:24 am by Broc Romanek
We often object to lead-plaintiff groups because of the difficulty of dealing with a group of plaintiffs instead of just one. [read post]
11 Mar 2019, 5:48 pm by Kevin LaCroix
Interestingly, a full 46% of IPO companies in the Technology, Media, and Telecommunications industry grouping priced above range. [read post]
25 Jul 2012, 10:00 am
These provisions reduce regulatory burdens and disclosure requirements for qualifying “emerging growth companies” (EGCs). [read post]