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Cole-Frieman & Mallon 2022 End Of Year Update
15 Dec 2022, 8:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
Cole-Frieman & Mallon 2022 End Of Year Update
15 Dec 2022, 4:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
News You Can Use Digest – November 10, 2023
10 Nov 2023, 3:00 am by Jim Sedor
Democratic Plan to Subpoena Supreme Court Justices’ Allies Faces Pushback MSN – Ann Marimow (Washington Post) | Published: 11/8/2023 Democrats in Congress have tried unsuccessfully to press the Supreme Court to strengthen its ethics rules following revelations that some justices accepted and did not report free luxury travel, real estate deals, and gifts from wealthy benefactors. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed