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FINRA Bars Former Charlotte, North Carolina Financial Advisor  The Financial Industry Regulatory Authority (FINRA) arbitration has permanently barred Gary Wayne Hammond, an ex-North Carolina broker, following allegations that he took part in more than $1.6M in private securities transactions without having given written notice to his then-firm. [read post]
5 Jul 2022, 4:00 am by Jim Sedor
Supreme Court to Take Up Case of Ex-Cuomo Aide Joseph Percoco” by Jon Campbell for Gothamist Lobbying California: “Ethics Commission Considers How to Tighten Lobbying Rules in Long Beach” by Jason Ruiz for Long Beach Post The post Tuesday’s LobbyComply News Roundup appeared first on State and Federal Communications. [read post]
8 Jan 2012, 9:00 pm
Commissioner proceedings for now on need to be recorded (they are not currently recorded), not allowing prosecutors to make ex parte communications. [read post]
8 May 2007, 1:32 am
Hoon Sup Kim NASSAU COUNTYTortsDefense Attorney Does Not Have Right to Ex Parte Interviews With Plaintiff's Non-Party Treating Doctor Braganza v. [read post]
3 Apr 2014, 12:50 pm by Rebecca Tushnet
Secondary Liability and Safe HarborsModerator: Andrew Bridges, Fenwick & West LLPShira Perlmutter, USPTO§512 was intensively negotiated and complex; intended to be a very careful balancing act, so carefully balanced that the participants would’ve told you that every small twig was important to the entire edifice. [read post]
28 Oct 2021, 10:42 am by Mills & Mills LLP
If you and your ex are in conflict over how to parent your child, make sure you tune in to this episode for Kimball’s advice. [read post]
8 Jul 2022, 4:00 am by Jim Sedor
National/Federal A Trump-Appointed Official Who Gets an Important Vote on Whether Trump Broke Election Laws Spoke at a Texas GOP Event Where He Was Billed as a Part of the ‘Trump Elections Team’ MSN – Madison Hall | Published: 6/30/2022 FEC member Trey Trainor, who was appointed by Donald Trump, spoke at a Republican-sponsored “election integrity” event in Texas in November 2021. [read post]
27 Nov 2017, 4:35 pm by Wolfgang Demino
REPUBLICAN MULVANEY MONKEY-WRENCH GAMBIT MOVES TO DC COURT Below is the text of the complaint and request for instanter restraining order (TRO) filed by one of the  dueling directors against the other [conversion from pdf]Original in pdf may be viewed here  IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA LEANDRA ENGLISH, Deputy Director and Acting Director, Consumer Financial Protection Bureau, 1700 G Street, NW, Washington, DC 20552, Plaintiff, v.… [read post]
27 Nov 2017, 4:35 pm by Wolfgang Demino
REPUBLICAN MULVANEY MONKEY-WRENCH GAMBIT MOVES TO DC COURT Below is the text of the complaint and request for instanter restraining order (TRO) filed by one of the  dueling directors against the other [conversion from pdf]Original in pdf may be view here  IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA LEANDRA ENGLISH, Deputy Director and Acting Director, Consumer Financial Protection Bureau, 1700 G Street, NW, Washington, DC 20552, Plaintiff, v. [read post]
20 Jun 2012, 5:05 am by Stephanie R. Thomas, Ph.D.
 Shaun discusses the Second Circuit’s decision in Townsend v. [read post]
8 Jun 2010, 7:34 pm
One might arguably understand and appreciate the Vreeland holding in an era when the law of wrongful death was still in its relative infancy; human life spans were shorter, and given the state of technology, industry, and law, accidental death was a more common part of the American landscape than it is today. [read post]