Search for: "Excellence Mutual Funds"
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10 Mar 2008, 4:18 pm
I thought the historic settlement regarding conflicts of interest at investment banks, as well as his office's pursuit of mutual-fund trade-timing, were surprisingly effective efforts to change unfair but generally accepted practices. [read post]
17 Mar 2011, 9:02 am
Some are funded wholly by public funds. [read post]
13 Jun 2008, 4:50 pm
As Associate Counsel, the attorney will have primary or support responsibilities for a wide range of retail brokerage and fund distribution activities, including: - Drafting and negotiating mutual fund supermarket service agreements. - Advising on the distribution and marketing of investment products and services, including mutual funds, annuities and 529 Plan securities. - Working with the Compliance Department and business units to interpret and… [read post]
6 Sep 2012, 6:07 am
I suspect, as does Felix Salmon, that it will not be the excellent funds that advertise. [read post]
6 Sep 2012, 6:07 am
I suspect, as does Felix Salmon, that it will not be the excellent funds that advertise. [read post]
19 Sep 2011, 11:34 am
“Jamie understands the complex structure of global markets and the exchanges and he will add tremendous value to representing our clients in securities regulatory and enforcement matters, be they broker-dealers, hedge funds, mutual funds, investment banks or public companies,” said Thomas Cole, chairman of the firm’s executive committee, in a statement. [read post]
16 Jul 2022, 11:03 am
Pix Credit here; p. 12The measurement of State Owned investors provides an excellent case in point. [read post]
15 Jul 2020, 7:15 am
The dean should effectively promote and foster academic excellence, grow enrollment, expand research, guide and implement strategic planning, engage with key constituencies and stakeholders and raise funds for the College. [read post]
28 Sep 2017, 12:22 pm
The New York office has responsibility for the largest concentration of SEC-registered financial institutions including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds. [read post]
24 Dec 2023, 9:23 am
Dispute Resolution: We excel in alternative dispute resolution methods, such as negotiation and mediation, to help you reach mutually agreeable solutions without protracted litigation. [read post]
8 Dec 2008, 12:30 pm
Before curtailing her recent trip to Europe to deal with the political situation at home, Governor General of Canada, Her Excellency Michaëlle Jean was participating in a discussion about Canadian culture diversity at Masaryk University in Brno, Czech on November 29, 2008. [read post]
13 May 2024, 5:58 pm
You can do an index fund, a treasuries fund, a blue chip dividend fund or some other vanilla form of mutual investment. [read post]
27 May 2009, 5:32 am
Changes being discussed include taking away the SEC's regulation of mutual funds. [read post]
29 Dec 2009, 10:56 am
Nah, Try Insider Trading 377 The Case for Insider Trading 380 Citizen Donaldson 384 What Mutual-Fund Scandal? [read post]
27 Oct 2022, 4:00 am
There are excellent websites in BC (www.unbundling.ca; www.unbundlinglaw.ca) which speak directly to clients. [read post]
6 Nov 2013, 6:28 am
We are excited about our history in serving Ringler and look forward to this expanded technical learning and CE opportunity for our mutual insurance and legal customers. [read post]
19 Mar 2013, 3:19 pm
” KEY INDIVIDUALS Commentators are enthusiastic in their praise of Karel Frielink, who is highly valued for his experience in securities and mutual funds work. [read post]
23 Jul 2009, 5:13 am
Nationwide Mutual [read post]
13 Jan 2017, 3:00 am
The mutual fund will be replaced by the personal fund. [read post]
13 Jan 2017, 3:00 am
The mutual fund will be replaced by the personal fund. [read post]
