Search for: "Exchange Bank"
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17 Jun 2017, 11:40 am
A lawsuit filed by celebrity lawyer Mark Geragos asserts that a bank is responsible for the actions of an executive whose message exchanges with the complainant allegedly turned from professional exchanges to sexual overtures, including the sending of a naked picture. [read post]
17 Mar 2010, 3:34 am
It's early days, but speculation is already building that HSBC may participate in the auction for a $3.9 billion stake in Korea Exchange Bank, South Korea's sixth-largest lender, Reuters reported. [read post]
15 Nov 2010, 10:38 am
Private equity firm Lone Star Funds has agreed to sell its 51 percent stake in Korea Exchange Bank to Hana Financial, The Wall Street Journal reported on Monday. [read post]
20 Mar 2018, 6:33 am
Hu is the Allan Shivers Chair in the Law of Banking and Finance at the University of Texas Law School and John D. [read post]
13 Jul 2011, 11:46 am
But if the bank hires them, it’s a no go for the use of proceeds. [read post]
3 Nov 2023, 8:54 am
The Securities and Exchange Commission has charged Canada’s largest bank, Royal Bank of Canada, with violations of books and records and internal accounting control provisions of securities laws. [read post]
13 Feb 2023, 8:08 am
On 13 February 2023, the European Banking Authority (EBA) published a Final Report: Guidelines to resolution authorities on the publication of the write-down and conversion and bail-in exchange mechanic. [read post]
12 Nov 2014, 4:29 pm
The OCC found that between 2008 and 2013, some of the banks’ traders held discussions in online chat rooms about coordinating FX trading strategies to manipulate exchange rates to benefit traders or the bank. [read post]
9 Jul 2020, 11:18 am
The court found that both traditional banks and cryptocurrency exchanges would be subject to the Bank Secrecy Act of 1970, the statutory authority requiring financial institutions to turn over financial records. [read post]
6 Apr 2012, 2:04 pm
The Securities and Exchange Commission charged Anthony J. [read post]
3 Aug 2009, 7:51 am
[JURIST] The US Securities and Exchange Commission (SEC) [official website] on Monday charged Bank of America [corporate website] with misleading investors [complaint, PDF] regarding billions of dollars paid to Merrill Lynch [corporate website] executives during the acquisition of the firm. [read post]
5 Mar 2015, 6:37 am
The topic of venture exchanges and small-cap securities will be examined at a Senate Banking Committee subcommittee hearing on March 10. [read post]
23 Jun 2011, 2:36 pm
Business negotiations are conducted everyday in New York City, and the numbers exchanged between the applicant and the bank’s loan committee can easily range from thousands to millions of dollars. [read post]
27 Feb 2023, 1:18 pm
In 2009, The Securities and Exchange Commission accused Robert Allen Stanford, the chief of the Stanford Financial Group, of conducting “a massive ongoing fraud” in the sale of about $8 billion of high-yielding certificates of deposit held in the firm’s bank in Antigua. [read post]
18 Jul 2012, 9:41 am
CLS Bank at 13. [read post]
9 Aug 2008, 5:43 am
[JURIST] The Bank of New York Mellon Corp. [read post]
2 Nov 2023, 1:16 pm
The Securities and Exchange Commission today announced that Canada’s largest bank, Royal Bank of Canada, will pay a $6 million penalty to settle charges that it violated the books and records and internal accounting controls provisions of the securities…Read the Full Press Release Have a securities law question? [read post]
13 Dec 2023, 1:03 pm
Stock exchange operator Nasdaq has agreed to pay $4 million in a settlement with the U.S. [read post]
5 Jan 2022, 11:11 am
The freezing of Afghanistan’s foreign exchange reserves has prevented the central bank from repaying foreign currency debts owed to commercial banks, which in turn has exacerbated the liquidity crisis and has created a vicious cycle making such repayments almost impossible. [read post]
3 Nov 2011, 7:57 am
Hi, all, Is anyone using any program in your clinic to function as a job bank? [read post]
