Search for: "FIDELITY FINANCIAL SERVICES, INC."
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11 Jan 2017, 5:04 am
(“LPS”) upon LPS’s merger with Fidelity National Financial, Inc. [read post]
6 Apr 2010, 5:00 am
Zang sued Fidelity Management & Research Company, FMR Co., Inc., and FMR LLC. [read post]
8 Jul 2019, 6:22 am
U.S. financial services provider Fidelity National Information Services Inc. is set to gain unconditional antitrust approval from the European Union for its $35 billion bid for payments company Worldpay, people familiar with the matter said. [read post]
19 Apr 2019, 5:33 am
Insurance Agency Guillory, Michael Financial West Group The Shemano Group, Inc Hamm, Brandon Wells Fargo Clearing Services Hartigan, John Entrustpermal Securities LLC Calyon Financial Inc Jones, Marques Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Merlo, Robert Allstate Financial Services Pruco Securities … [read post]
30 Dec 2022, 7:37 am
Morgan Securities LLC Ameriprise Financial Services, Inc. [read post]
29 Jan 2016, 9:01 am
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
7 Jul 2010, 11:07 am
In April 2008, PaulFinancial assigned to Aurora Loan Services the right to service the loan. [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency… [read post]
29 May 2012, 10:34 am
The reports are for Aflac Inc., Fidelity National Financial Inc., Lloyd's of London, Hanover Re Group, Trans-Elect Development Co. [read post]
2 May 2013, 5:16 pm
Garbinski also operated a mortgage broker business called Main Street Mortgage Services, which did business as Asset Mortgage and Financial Services, Inc., and he was a title insurance agent. [read post]
28 May 2021, 1:27 pm
Michael Goonan Equitable Advisors, LLC Park Avenue Securities LLC Eileen Kenny LPL Financial LLC Private Advisor Group, LLC Norma Kuklis William Kursim Fidelity Brokerage Services LLC National Financial Services LLC John Margain State Farm VP Management Corp. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin,… [read post]
27 Dec 2021, 9:38 am
Wells Fargo Clearing Services, LLC Frank Mathis Fidelity Brokerage Services LLCV TD Ameritrade, Inc. [read post]
24 Jan 2022, 1:53 pm
Melissa Gilcrease Allstate Financial Services, LLC Jan Haynes Integrity Brokerage Services, Inc. [read post]
29 Feb 2008, 4:20 am
The named defendants are as follows: Fidelity National Title Insurance CompanyChicago Title Insurance CompanyTicor Title Insurance CompanyFidelity National Finance, Inc.First American Title Insurance Company of New YorkUnited General Title Insurance CompanyFirst American CorporationCommonwealth Land Title Insurance CompanyLawyers Title Insurance CorporationLandamerica Financial Group, Inc.Stewart Title Insurance CompanyMonroe Title Insurance CompanyStewart Information… [read post]
26 Aug 2008, 3:14 pm
So far, Merrill Lynch & Co., Goldman Sachs Group, Deutsche Bank, Citigroup Inc., UBS Financial Services, Morgan Stanley, JPMorgan Chase & Co., and Wachovia Corp. have agreed to buy back frozen auction-rate securities from investors. [read post]
1 Jun 2022, 8:46 am
MML Investors Services, LLC NYLife Securities LLC Teresa Gomez UBS Financial Services Inc. [read post]
27 Jul 2020, 9:42 am
USA Financial Securities Corporation Madeline Colon Jennifer Holmes Voya Financial Advisors, Inc. [read post]
28 Feb 2008, 11:14 pm
"We have seen a strong impetus, predominately within our Life Sciences and Financial Services customers, to look for a more cost effective alternative to Documentum eRoom for their collaborative document management needs," said John Katzbach, Director of Enterprise Solutions, Entology, Inc. [read post]
15 Apr 2024, 3:00 am
It provided these services through a series of year-after-year engagement letters. [read post]