Search for: "FIDELITY FUNDING COMPANY"
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14 Apr 2012, 9:49 pm
Fidelity bond coverage is for “employee dishonesty” that results in a loss of funds. [read post]
2 Feb 2015, 6:16 am
However, according to the complaint Fidelity told the client that he did not need to transfer any additional funds and that the funds previously transferred were satisfactory. [read post]
14 Feb 2024, 6:32 am
In evaluating proxies, Fidelity considers factors that are financially material to individual companies and investing funds’ investment objectives and strategies in support of maximizing long-term shareholder value. [read post]
14 Feb 2024, 6:32 am
In evaluating proxies, Fidelity considers factors that are financially material to individual companies and investing funds’ investment objectives and strategies in support of maximizing long-term shareholder value. [read post]
6 Mar 2008, 1:38 pm
Fidelity says that the majority of the 13 employees named in the SEC probe no longer work at the company. [read post]
2 Jul 2010, 11:05 pm
This week a California jury ordered two Fidelity National Finance Inc. subsidiaries to pay $5.7 million in damages in punitive damages, finding the companies played a major role in a mortgage fraud scheme. [read post]
24 Oct 2013, 6:51 am
Fidelity provides 401(k) plans for thousands of companies, serving approximately 12 million workers. [read post]
12 Apr 2010, 5:00 am
The Mutual Funds The Fidelity mutual funds are publicly traded, but do not have any employees. [read post]
10 Oct 2009, 2:45 am
ERISA Fidelity Bond Information Hedge fund managers who manages hedge funds which exceed the 25% ERISA threshold will need to purchase a fidelity bond. [read post]
26 Sep 2008, 5:51 pm
 If you look at fund families, you'll find that Schneider funds is the most heavily weighted in Fannie and Freddie with 6.5% overall invested in those companies, followed by Thompson. [read post]
17 Apr 2019, 1:23 pm
Not only does this create a logistical mess for investors and their financial advisors, it really calls into question what GPB Capital is doing and why the company has not provided any values for its various funds to Fidelity. [read post]
14 Apr 2009, 11:21 am
Brokers said they were pushed hard to sell Fidelity's own life insurance products, particularly annuities, and Portfolio Advisory Services, a program managed by a Fidelity-run registered investment adviser that invests in Fidelity mutual funds or a mix of proprietary and external mutual funds. [read post]
26 Mar 2017, 5:03 pm
Judge Frank emphasized the narrowness of his ruling, noting that it is “only when an employee who acting adversely to her employer by embezzling from the company misrepresents her knowledge of that embezzlement on an application for fidelity insurance that the employee’s knowledge will not be imputed to the company to allow the insurer to rescind the fidelity insurance. [read post]
6 Aug 2012, 1:10 am
Background First Defiance Financial Corporation is a bank holding company. [read post]
9 Jan 2019, 6:06 am
Despite the eight-percentage point jump over 2017, the Big 3 institutional investors—Vanguard, BlackRock and Fidelity—continued to oppose shareholder requests that companies adopt transparency and accountability for their political spending with corporate funds. [read post]
29 Apr 2010, 11:26 am
The Fidelity affiliates argued that, in order to be covered by SOX’s whistleblower protections, an individual must be an employee of a publicly traded company. [read post]
27 Apr 2010, 10:38 am
The Fidelity affiliates argued that, in order to be covered by SOX’s whistleblower protections, an individual must be an employee of a publicly traded company. [read post]
6 Jul 2009, 8:33 am
According to the most recent Atlanta Business Chronicle article entitled Atlanta companies lose billions in retirement funds, some of the largest Atlanta/Georgia-based companies have lost billions of dollars in their retirement and savings plans. [read post]
26 Jul 2007, 4:44 am
Ackman urged investors to reject a sale of the company to Fidelity National Financial and the [...] [read post]
18 Dec 2013, 8:41 am
The funding came from existing equity investors Aisling Capital, Fidelity Biosciences, Kearny Venture Partners and OrbiMed Advisors and new investor Cowealth Medical Holding Co Ltd. [read post]
