Search for: "Falcon Investment, LLC"
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28 Nov 2017, 6:38 am
The investment lawyers of Gana LLP are investigating claims against Aegis Capital broker, Paul Falcon (Falcon). [read post]
25 Jul 2008, 3:54 pm
Related Web Resources: The Law Firm of Shepherd, Smith, Edwards & Kantas LLP Investigates Losses in Falcon Hedge Funds, Primenewswire.com, July 2, 2008 Citigroup Alternative Investments LLC : Falcon Strategies Two B LLC Hedge Fund, Stanford Law School Earlier this month, our securities fraud law firm announced that we are investigating claims for investors that have suffered investment losses related to the Falcon Funds. [read post]
29 Jun 2012, 9:05 pm
SEC Complaint: Harbinger Capital Partners LLC; Philip A. [read post]
2 Jun 2008, 1:20 pm
First, Falcon investors accepting the tender offer release any claim arising from (i) their investment in the Company (meaning Falcon Strategies Four LLC or Falcon Strategy Two B LLC for the two sets of documents we are reviewing). [read post]
27 Aug 2015, 9:01 am
(CGMI) and Citigroup Alternative Investments LLC (CAI), have agreed to pay nearly $180 million to settle charges that they defrauded investors in two hedge funds.The ASTA/MAT Fund was a municipal arbitrage fund that purchased municipal bonds and used a Treasury or LIBOR swap to hedge interest rate risk.The Falcon Fund was a multi-strategy fund that invested in ASTA/MAT and other fixed income strategies, such as CDOs, CLOs, and asset-backed securities.The funds,… [read post]
25 Jan 2011, 3:40 pm
., Falcon Trading Group Inc. and Falcon Capital Partners LLC. [read post]
7 Aug 2013, 6:30 am
Falcone and the hedge fund he managed, Harbinger Capital Partners LLC (Harbinger Capital), misappropriated client assets, manipulated markets and betrayed clients. [read post]
18 Aug 2015, 11:29 am
(CGMI) and Citigroup Alternative Investments LLC (CAI), agreed to pay $180 million to settle charges of defrauding investors with false and misleading claims. [read post]
2 May 2008, 6:14 am
Falcon invested in municipal bonds, mortgage-backed securities, bank loans and other debt instruments; ASTA/MAT emphasized municipal bonds. [read post]
3 Jun 2008, 4:15 am
Gallo asserted that Fine's mark FALCON for distilled spirits was likely to cause confusion with Gallo's registered mark FALCON RIDGE for wine. [read post]
10 Feb 2011, 6:50 am
Theodore Berghorst, chairman and chief executive of Vector Securities LLC, a health care-focused merchant and investment banking firm; Berghorst Snowbird LLC; Berghorst 1998 Dynamic Trust and Vector Managed Holdings. [read post]
2 Dec 2009, 2:20 am
BB&T invested in a Citigroup hedge fund, Falcon Strategies, LLC. [read post]
8 Nov 2012, 1:38 pm
SEC Charges Baton Rouge-Based Investment Adviser with Hiding Losses From Mortgage-Backed Securities Investments, SEC, November 8, 2012 Read the SEC Complaint (PDF) More Blog Posts:Wells Fargo Securities Settles for Over $6.5M SEC Charges Over Allegedly Improper Sale of ABCP Investments with Risky MBS and CDOs, Institutional Investor Securities Blog, August 14, 2012 Harbinger Capital Partners LLC and Hedge Fund Adviser Philip A. [read post]
8 Mar 2012, 7:52 am
The Harbinger Capital Partners Fund, operated by Philip Falcone, is reported to be down a staggering 47% of its value in 2011 after writing down its investment in satellite broadband startup LightSquared. [read post]
28 Jul 2010, 3:48 pm
The firms continue to investigate and pursue FINRA arbitrations on behalf of Citigroup/Smith Barney customers who suffered losses in fixed income alternative investments, including MAT, ASTA and Falcon. [read post]
11 Sep 2019, 9:13 am
Indianapolis, Indiana – Attorneys for Plaintiffs, AWGI, LLC and Atlas Van Lines, Inc. [read post]
29 Mar 2012, 8:39 pm
On March 26, 2012, Technology Properties Limited LLC (“TPL”) filed a complaint requesting that the ITC commence an investigation pursuant to Section 337. [read post]
15 May 2012, 6:25 pm
From August 2007 to February 2009, Rogers represented to investors that they could purchase shares in Falcon Energy LLC that promised lucrative returns. [read post]
26 May 2008, 8:58 am
The lawsuit is filed on behalf of all persons “who have tendered or been asked to tender their shares” in Falcon Strategies Two LLC. [read post]
14 Nov 2008, 11:36 am
Paulson & Co., Inc.; Soros Fund Management, LLC; Renaissance Technologies, LLC; Harbinger Capital Partners; and Citadel Investment Group, LLC. [read post]
