Search for: "Fee (michael J.) v. Securities and Exchange Commission"
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15 Feb 2024, 9:05 pm
On January 24, 2024, the Securities and Exchange Commission (SEC) adopted final rules that impose significant additional procedural and disclosure requirements on initial public offerings (IPOs) by special purpose acquisition companies (SPACs) and in business combination transactions involving SPACs (de-SPACs). [read post]
24 May 2023, 6:37 am
Some reimbursement payments were made from the Donald J. [read post]
How Has Blockchain Technology Fared in China? –from a case study of LRB to the most recent NFT cases
27 Mar 2023, 9:50 am
Once the security check passes, the “R-Space” tab will appear on the user’s profile page. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
1 Dec 2022, 1:58 pm
********************** On November 16, 2022, Dell Technologies Inc. reached a $1 billion settlement with shareholders, according to a recently filed 8-K filed with the U.S Securities and Exchange Commission. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
1 Aug 2022, 12:11 pm
Channel 4 has announced that it has commissioned a Docu-drama of the case. [read post]
12 Nov 2021, 6:07 am
Securities and Exchange Commission, on Friday, November 5, 2021 Tags: Accountability, Compliance and disclosure interpretation, DOJ, SEC, SEC enforcement, SEC rulemaking, Securities enforcement SEC Modernizes Filing Fee Rules Posted by Ron C. [read post]
13 Aug 2021, 5:51 am
Posted by Edwin J. [read post]
13 Aug 2021, 4:00 am
The investment, especially the delayed reporting of it, alarmed experts in corporate and securities law, who said it raised questions about whether Paul’s family profited from nonpublic information about the looming health emergency and plans by the U.S. government to combat it. [read post]
15 Jul 2021, 2:54 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
11 Oct 2020, 4:31 pm
There was a statement in open court in the case of Michael Turner v MGN Ltd before the same judge. [read post]
3 Feb 2020, 12:42 pm
Coast Guard; Michael Murphy, the deputy assistant secretary of state for European and Eurasian affairs; and Marie Mak, the director for contracting and national security acquisitions at the Government Accountability Office. [read post]
10 Jan 2020, 6:10 am
Securities and Exchange Commission, on Thursday, January 9, 2020 Tags: Disclosure, Equity capital, Equity securities, Financial technology, Regulation NMS, SEC, Securities regulation [read post]
22 Jul 2019, 10:26 am
Trump, the Trump Organization agreed to accept an arrangement whereby the organization received a flat 3.5% commission on all sales, with no licensing fees or incentives. [read post]
21 Jun 2019, 6:42 am
Pinedo, and Michael D. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
16 Dec 2018, 4:04 pm
On 14 December 2018 Nicklin J gave an ex tempore judgment on meaning the case of Poulter v Times Newspapers. [read post]
