Search for: "Felix Associates, LLC"
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22 Aug 2023, 8:46 am
August 2021 -FINRA barred NYLife financial advisor Felix S. [read post]
10 Jan 2022, 4:01 pm
Judgement was handed down by Dame Sharp, Lauing LJ and Warby LJ in Soriano v Forensic News LLC & ors [2021] EWCA Civ 1952 on 21 December 2021. [read post]
31 Jan 2021, 4:13 pm
Kaminski, Jake Snow and Felix T. [read post]
24 Jan 2021, 4:38 pm
On 19 and 20 January 2021 Warby J heard the summary judgment application brought by the Duchess of Sussex in her case against Associated Newspapers (“ANL”). [read post]
20 Aug 2020, 1:03 pm
Felix. [read post]
16 Jun 2020, 6:40 am
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS George Belesis Portfolio Advisors Alliance, LLC John Thomas Financial Dustin Blount MML Investors Services, LLC Northwestern Mutual… [read post]
25 May 2020, 9:49 am
From 1994 through March 2019 Chu was associated with NYLife Securities out of the firm’s Pleasant Hill, California office location. [read post]
6 Oct 2016, 2:33 pm
MSP RECOVERY SERVICES, LLC, Intervenor. 3rd District.Dissolution of marriage -- Provision characterizing award of attorney’s fees and costs as a form of support that is not dischargeable in bankruptcy or by any other means was improper -- Remand with instructions to strike this provision
FELIX DE JESUS GUERRA, Appellant, v. [read post]
2 Sep 2016, 4:13 pm
Felix Felicis, LLC v Riva Ridge Owners Assoc., 2016 WL 3621101 (WY 6/30/2016)Filed under: Current Caselaw, Definitions, Uncategorized [read post]
28 Jul 2016, 9:00 am
BAYROCK GROUP LLC; TEVFIK ARIF; JULIUS SCHWARZ; FELIX SATER; BRIAN HALBERG; ALEX SALOMON; JERRY WEINRICH, SALOMON & COMPANY PC; AKERMAN SENTERFITT LLP; DUVAL & STACHENFELD LLP; KRAMER LEVIN NAFTALIS AND FRANKEL LLP, BRUCE STACHENFELD; NIXON PEABODY LLP; ADAM GILBERT; ROBERTS & HOLLAND LLP; ELLIOT PISEM; BAYROCK SPRING STREET LLC; BAYROCK WHITESTONE LLC; BAYROCK CAMELBACK LLC: BAYROCK MERRIMAC LLC; And BAYROCK GROUP INC.; Defendants,… [read post]
14 Jul 2015, 10:01 pm
Corda, Felix Sandoval Cabrera, and Robert W. [read post]
3 Jun 2015, 1:08 pm
Estrella Trial Advocacy Competition // Estrella, LLC in San Juan, Puerto Rico (March 7-8, 2015) Coaches: Prof. [read post]
1 May 2014, 7:51 am
Steve Winsett of Mainprocessor, LLC, in Greensboro programmed the app. [read post]
6 Mar 2014, 11:11 am
DiMercurio, the sum of $45,143.60 in compensatory damages. 11-04271 Felix Bernard-Diaz, Julian Rodriguez, and Luz Rodriguez BBVA Securities of Puerto Rico, Inc. [read post]
6 Nov 2013, 9:34 am
NATIONAL COLLEGIATE STUDENT LOAN TRUST 2004-2, a Delaware Statutory Trust, Appellee. 4th District.Receivership -- Condominiums -- Court's inherent, equitable authority to appoint a receiver in cases involving a non-profit condominium association is not restricted by statutesGRANADA LAKES VILLAS CONDOMINIUM ASSOCIATION, INC., Petitioner, vs. [read post]
13 Sep 2012, 7:49 am
You might recall the name Felix Investments from this past March, when the Securities and Exchange Commission announced that it had filed a complaint against Felix, Facie Libre Management Associates, LLC and principal Frank Mazzola, in connection with the operation of certain pooled investment funds that were used acquire pre-IPO shares of companies like Facebook and Zyanga, among others. [read post]
24 May 2012, 8:36 am
This is not the first bit of news regarding the Facebook IPO – on March 14, 2012, the SEC announced that it had filed a complaint in federal court in San Francisco against Frank Mazzola and two of his firms, Felix Investments LLC, and Facie Libre Management Associates LLC, for making false statements to investors regarding limited liability companies designed to pool investors' funds to invest in pre-IPO companies like Facebook, Inc.… [read post]
28 Mar 2012, 1:06 pm
The SEC recently charged Frank Mazzola and his two private investment funds (Felix Investments, LLC and Facie Libre Management Associates, LLC) with securities fraud. [read post]
20 Mar 2012, 11:48 am
Mazzola, the Commission sued Frank Mazzola and two of his firms, Felix Investments LLC, and Facie Libre Management Associates LLC, for making false statements to investors. [read post]
17 Mar 2012, 4:17 pm
Meantime, in a related securities fraud lawsuit filed in civil court, the SEC accused Frank Mazzola and his financial firms Facie Libre Management Associates, LLC and Felix Investments of making secret commissions and taking part in improper self-dealing. [read post]
