Search for: "Fidelity National Financial, Inc."
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13 Aug 2015, 11:17 am
That caused a lower payout and reduced benefits for brokers.Additionally, MetLife is changing clearing firms and is moving to Fidelity’s National Financial Services. [read post]
20 Apr 2016, 5:34 pm
Cumis Insurance Society, Inc.,[3] held that the applicable fidelity bond ceased to provide coverage for the insured’s chief operatin [read post]
17 Feb 2014, 8:29 am
LPS was recently acquired by Fidelity National Financial, Inc., opening the door for renewed negotiations. [read post]
12 Apr 2019, 8:25 am
According to FINRA Disciplinary actions for February 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Arizmendi, Jose Silber Bennett Financial, Inc TCFG Wealth Management, LLC Barrick, Tabor FBL Marketing Services, LLC Allstate… [read post]
18 Dec 2018, 11:03 am
According to FINRA Disciplinary actions for November 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Jose Arizmendi Silber Bennett Financial, Inc TCFG Wealth Management, LLC Tani Balas SCF Securities, Inc Klopp Agency… [read post]
21 Jun 2010, 11:30 am
"It is imperative that a serious national campaign be launched to end rampant elder financial exploitation and to protect and help vulnerable older victims," Kathleen Quinn, executive director of the National Adult Protective Services Association, a national nonprofit, based in Springfield, Illinois, said in a statement. [read post]
4 May 2015, 7:13 am
" Petition for Covered Business Method Patent Review by Fidelity National Information Services, Inc., CBM2014-00020 (PTAB April 29, 2015, Order) (Tierney, APJ) 100% of Claims Instituted on § 101 Grounds Deemed Unpatentable in Final Written DecisionThe PTAB has issued twenty-six final written decisions addressing unpatentability challenges under § 101. [read post]
27 Jan 2010, 7:53 pm
Fidelity Nat’l Financial, Inc., ___ F.3d ___, 2010 WL 143454, *1 (5th Cir. [read post]
3 Jan 2013, 1:29 pm
Fidelity National Information Services, Inc. [read post]
30 Mar 2012, 2:48 pm
., International Consultants and Enterprises, Inc., Vision Equities, Inc., Vision Equities Fund II, LLC, and Vision Equitieis Fund III, LLC. [read post]
30 Jan 2019, 1:06 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Balas, Tami SCF Securities, Inc Klopp Agency Bustamante, Ricardo JP Morgan Securities LLC Bustamante Family Legacy, LLC Coffey, Brian… [read post]
23 Mar 2017, 1:34 pm
As this case highlights, financial institutions and other industries that rely on similar fidelity bonds risk rescission when application answers are not truthful. [read post]
22 Apr 2010, 5:02 am
Fidelity National Financial [read post]
22 Sep 2021, 7:24 am
Eileen Kenny LPL Financial LLC Private Advisor Group, LLC Norma Kuklis William Kursim Fidelity Brokerage Services LLC National Financial Services LLC Joseph Switzer Sr. [read post]
19 Jul 2010, 1:30 pm
One example was the bargain made by the broker-dealer units of Ladenburg Thalmann Financial Services and National Financial Services LLC, the clearing arm of mutual fund giant Fidelity Investments. [read post]
18 Jul 2011, 10:35 am
Michigan AG Bill Schuette has issued criminal investigative subpoenas to mortgage support provider DocX and others companies affiliated with DocX; Lender Processing Services, Inc., Fidelity National Financial, Inc., and CT Corporations System. [read post]
8 Dec 2016, 1:45 pm
Foley, the Chairman and CEO of Fidelity National Financial, Inc. [read post]
3 Nov 2021, 8:07 am
(CRD#:7870), MORRISTOWN, NJ07/19/2010 – 09/16/2013, FIDELITY BROKERAGE SERVICES LLC (CRD#:7784), WAYNE, NJ12/01/2008 – 05/19/2010, BARCLAYS CAPITAL INC. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co… [read post]
11 Jan 2017, 5:04 am
(“LPS”) upon LPS’s merger with Fidelity National Financial, Inc. [read post]
