Search for: "Fields v. U.S. Securities and Exchange Commission" Results 101 - 120 of 207
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15 Mar 2007, 7:12 am
Throw out the current insider trading laws and bus the Securities and Exchange Commission's lawyers over to the Justice Department, where they can concentrate on the real crime: stealing.”) While I’m generally sympathetic, I think Winans glosses over a couple of things. [read post]
29 Jun 2015, 11:21 am by Quinta Jurecic , Staley Smith
Paul posted about how the Supreme Court’s recent decision in City of Los Angeles v. [read post]
24 Jul 2014, 4:34 am by Nietzer
  Last year, we discussed how Judge Leon’s questioning of a proposed settlement between IBM and the Securities and Exchange Commission for alleged books and records violations possibly contributed to an expanded investigation of the Company, and may have complicated the enforcement picture. [read post]
11 Dec 2009, 11:38 am by James Hamilton
The SEC is directed to adopt regulations requiring issuers of asset-backed securities to disclose for each tranche or class of security information regarding the assets backing that security. [read post]
9 Mar 2022, 9:03 am by Alvaro Marañon
The order also requests the relevant federal agencies and departments to explore and submit a report on the adoption of a U.S. central bank digital currency. [read post]
21 Oct 2021, 9:03 pm by Jillian Moss
Securities and Exchange Commission (SEC) could address the harm resulting from the lack of regulation in digital asset markets. [read post]
8 Mar 2011, 1:59 pm by Ailyn Cabico
  In doing so, the Securities and Exchange Commission (the “SEC”) sought to strike the proper balance among competing investor interests, with full consideration of appropriate lessons learned from recent spectacular failings concerning adviser reporting to investors. [read post]
15 Jan 2023, 2:35 pm by Rob Robinson
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
16 Sep 2018, 8:06 am
Even better, the PDCA might help Cuba avoid the effects of the U.S: embargo--especially those aspects targeting the economic drivers of the Cuban economy that have been targeted by the latest round of U.S. [read post]
23 Dec 2019, 1:19 pm by David Kris
Fourth, what is to be made of statements by Attorney General William Barr and U.S. [read post]