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25 Sep 2015, 1:19 pm
Immediate opening for a Legal Administrative Assistant with a minimum of 5 years’ experience, preferably in a financial services regulatory and transactional practice. [read post]
5 Jun 2020, 12:06 pm
UBS Financial Services’ Managing Director Edward W. [read post]
28 Mar 2024, 7:11 pm
OCCIP executes the Treasury Department’s Sector Risk Management Agency responsibilities for the financial services sector. [read post]
31 Aug 2019, 8:08 am
Have you suffered losses investing in GPB Waste Management LP with McNally Financial Services? [read post]
28 Feb 2022, 10:00 pm
The bill will grant the Monetary Authority of Singapore additional regulatory powers to address misconduct, cryptoassets, and technology risks and to deal with various financial institutions, including banks, insurers, financial advisers, virtual asset service providers, trustees for collective investment schemes, trustee-managers of business trusts, licensed trust companies, and operators of payment services. [read post]
28 Feb 2022, 10:00 pm
The bill will grant the Monetary Authority of Singapore additional regulatory powers to address misconduct, cryptoassets, and technology risks and to deal with various financial institutions, including banks, insurers, financial advisers, virtual asset service providers, trustees for collective investment schemes, trustee-managers of business trusts, licensed trust companies, and operators of payment services. [read post]
28 Feb 2022, 10:00 pm
The bill will grant the Monetary Authority of Singapore additional regulatory powers to address misconduct, cryptoassets, and technology risks and to deal with various financial institutions, including banks, insurers, financial advisers, virtual asset service providers, trustees for collective investment schemes, trustee-managers of business trusts, licensed trust companies, and operators of payment services. [read post]
28 Feb 2022, 10:00 pm
The bill will grant the Monetary Authority of Singapore additional regulatory powers to address misconduct, cryptoassets, and technology risks and to deal with various financial institutions, including banks, insurers, financial advisers, virtual asset service providers, trustees for collective investment schemes, trustee-managers of business trusts, licensed trust companies, and operators of payment services. [read post]
28 Feb 2022, 10:00 pm
The bill will grant the Monetary Authority of Singapore additional regulatory powers to address misconduct, cryptoassets, and technology risks and to deal with various financial institutions, including banks, insurers, financial advisers, virtual asset service providers, trustees for collective investment schemes, trustee-managers of business trusts, licensed trust companies, and operators of payment services. [read post]
28 Feb 2022, 10:00 pm
The bill will grant the Monetary Authority of Singapore additional regulatory powers to address misconduct, cryptoassets, and technology risks and to deal with various financial institutions, including banks, insurers, financial advisers, virtual asset service providers, trustees for collective investment schemes, trustee-managers of business trusts, licensed trust companies, and operators of payment services. [read post]
12 Sep 2023, 12:18 pm
The post UBS Financial Services: FINRA Claim appeared first on The White Law Group. [read post]
5 Jul 2022, 4:43 am
Whilst the growing emphasis on ESG presents opportunities for financial services providers, it also brings with it a number of regulatory risks, which need to be properly managed with a view to avoiding future investigations and enforcement. [read post]
22 Sep 2016, 9:44 am
If the New York State Department of Financial Services (“DFS”) has its way, come January 1, 2017, financial services companies that require a form of authorization to operate under the banking, insurance, or financial services laws (“Covered Entities”) will be required to comply with a new set of comprehensive cybersecurity regulations aimed at safeguarding information systems and nonpublic information. [read post]
19 Apr 2016, 12:22 pm
Murray, the managing director of The Murray Group – UBS Financial Services Inc., is a top financial ... [read post]
6 Nov 2023, 1:55 pm
The White Law Group Files a FINRA Claim against Ages Financial Services LTD The White Law Group announces the filing of a FINRA arbitration claim today against Ages Financial Services LTD for investment losses involving high risk alternative investments. [read post]
30 Jun 2023, 7:27 am
We also look at the increasing focus of the regulator on culture and conduct within financial services firms in the wake of recent sexual harassment allegations within a UK asset manager. [read post]
8 Nov 2009, 4:37 am
Premier Asset Management, a wholly-owned subsidiary of Capmark Financial, is the first licensed loan servicer in the Japanese servicing industry and is one of the largest loan servicing companies in Japan specializing in commercial mortgage backed securities (or CMBS). [read post]
5 Jun 2020, 12:12 pm
Burch-Lippincott, senior vice president of wealth management at UBS Financial Services in its Hunt Valley office, was named to the 2020 Forbes Top Women Wealth Advisors list. [read post]
14 Jun 2023, 3:05 am
Dallas-Based Boutique Wealth Management Firm Selected for DEI, Service Categories and Digital Marketing Campaign of the Year DALLAS , June 14, 2023 /PRNewswire/ -- Prospera Financial Services, Inc. [read post]
19 Sep 2017, 4:15 am
The post Trump nominates financial services inventor Margaret Weichert to serve as OMB’s deputy director of management appeared first on IPWatchdog.com | Patents & Patent Law. [read post]
