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26 Jan 2024, 1:40 pm by The White Law Group
  Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
1 May 2024, 10:16 pm by The White Law Group
LPL Financial Holdings Inc. serves nearly 23,000 financial advisers and manages over $1.44 trillion in advisory and brokerage assets as of March 31, 2024. [read post]
16 Nov 2006, 11:53 am
About PSS Systems PSS Systems is the leading provider of legal holds and retention management solutions. [read post]
Well-functioning financial systems serve a vital purpose, offering savings, credit, payment, and risk management products to people with a wide range of needs. [read post]
4 Aug 2009, 2:34 pm
FINRA says NEXT Financial Group Inc. has agreed to a one million dollar fine for its alleged failure to properly supervise a number of client accounts and over 100 office of supervisory jurisdiction (OSJ) branch managers. [read post]
30 May 2010, 5:42 pm by legalinformatics
Bennett of the EDM Council, Inc. will present a paper entitled The Enterprise Data Management Council Semantics Repository Case Study at SemTech 2010: The 2010 Semantic Technology Conference, to be held 21-25 June 2010 in San Francisco, California, USA. [read post]
13 Apr 2020, 9:52 am by Silver Law Group
The Wildermuth Endowment Strategy Fund has been sold by financial advisors with Kalos Capital, Inc. substantially over the past few years. [read post]
26 Feb 2008, 12:52 am
At this time I would like to welcome everyone to the Epiq Systems Inc. earnings release conference call. [read post]
29 Oct 2007, 2:14 am
Catalyst CR is delivered by Catalyst Repository Systems, a leading provider of secure, web-based repositories to the legal, business and financial markets, and supports 80 foreign languages. [read post]
27 May 2015, 6:58 am by Docket Navigator
"[T]he [challenged] patent states that the invention provides an integrated rights management and licensing system and method involving the buying, and selling of intellectual property rights. . . . [read post]
17 Jul 2018, 10:00 pm
The CAFC vacated and remanded a decision made by the Patent Trial and Appeal Board (PTAB) in which it held that a patent relating to a digital rights management (DRM) system qualified as a CBM patent. [read post]
7 Sep 2016, 5:30 am by Kori Shafer-Stack
  Steer noted that during a new system implementation, enhancements to accounting oversight led management to identify and correct an error related to the allocation of revenue to the proper financial period impacting accrued premium receivables. [read post]
  Michelle Russo is on the Financial Management Committee of the AHLA which authors the Uniform System of Accounts. hotelAVE created an 11th Edition of USALI – Key Changes and P&L Implications reference grid. [read post]
10 Apr 2017, 12:22 pm by Dave Aitel
First a bit of background: for the last fifteen years, after leaving the NSA, I have run a cybersecurity company (Immunity, Inc.), and many of my company’s clients are in the financial space. [read post]